CARBURIZING TECHNICAL CONTENT

Ask The Heat Treat Doctor®: Hot Topic for a Cold Day — Why Is Hot Gaseous Corrosion So Devastating?

Ask The Heat Treat Doctor® has returned to bring sage advice to Heat Treat Today readers, answer questions about heat treating, brazing, sintering, and other types of thermal treatments, as well as metallurgy, equipment, and process-related issues. In this installment, Dan Herring examines the devastating effects of hot gaseous corrosion on furnace alloys: exploring the mechanisms behind metal dusting, the gas-solid reactions that drive catastrophic carburization, and the mitigation strategies to extend the life of heat treaters’ most valuable furnace components.

This informative piece was first released in Heat Treat Today’s January 2026 Annual Technologies To Watch print edition.

Have questions or feedback? We’d love to hear from you — reach out to our editorial team at editor@heattreattoday.com.


Corrosion is a concern experienced by everyone involved in manufacturing industrial products. While there is a plethora of data and information on the effects of corrosion on engineered materials available (sources provided in the references section of this column), most corrosion engineers are focused on aqueous corrosion. By contrast, heat treaters must understand the effects of hot gaseous corrosion, especially on our furnace alloys. Let’s learn more.

Corrosion Basics

It is important to understand that all materials are chemically unstable in some environments and corrosive attack will always occur. In the scientific world, it can often be modeled and its effects predicted by studying thermodynamic data and knowing which of the many corrosion-related chemical states are active. In our world, however, it is equally important to understand the various forms of corrosion, namely:

  • Dezincification (aka selective leaching)
  • Electrolytic
  • Erosion
  • Galvanic (or two metal) action
  • General (aka uniform) attack
  • Intergranular attack
  • Pitting
  • Stress corrosion

The greater the metal’s solubility, the greater the degree and severity of the corrosive attack. There are many important variations of these forms of corrosion; two of the most important are 1) localized corrosive attack (e.g. pits, intergranular attack, crevices) and 2) interaction with mechanical influences (e.g., stress, fatigue, fretting). These actions are frequently rapid and have catastrophic effects.

The number of ways to combat corrosion have been well-documented, including alloying to produce better corrosion resistance materials; cathodic protection (via sacrificial anodes); coatings (metallic or inorganic); organic coatings (e.g. paints); metal purification; alteration of the environment; and nonmetallic or design (i.e., physical) changes.

Heat Resistant Alloys

Furnace interiors contain numerous examples of heat-resistant nickel-chromium-iron (Ni-Cr-Fe) alloys, including radiant tubes, fans, heating elements, roller rails and rollers, thermocouple protection tubes, chain guides, and atmosphere inlet tubes, to name a few. Baskets, grids, and fixtures are other examples. These alloys are normally selected based on their strength (at temperature) rather than resistance to corrosive attack.

Since these heat-resistant alloy parts are often the most expensive furnace components, heat treaters must understand how they can be attacked and what can be done to extend their life by minimizing or preventing corrosion.

Gas-Solid Reactions

A chemical reaction involving a (non-equilibrium) gas or gas mixture and a solid is classified as a gas-solid reaction. Examples of intermediate and high temperature reactions of this type include oxidation, sulfidation, carburization, and nitriding. Effects of gases containing vapors of chlorine, fluorine, and effluents from deposits of various alkaline chemicals (from cleaning compounds) and even phosphates are also problematic. The principles are the same for all types — only the details differ. As heat treaters, our interest is in controlling, retarding, or suppressing these reactions to prevent unwanted corrosion, gasification, or embrittlement of the furnace alloy or materials being processed.

Examples of Catastrophic Carburization (a.k.a. Metal Dusting)

Figure 1. Pusher furnace alloy fan and shaft assembly | Image Credit: The Heat Treat Doctor®

Metal dusting (Figure 1) is a hot gaseous corrosion phenomenon in which a metallic component disintegrates into a dust of fine metal and metal oxide particles mixed with carbon.

Generally, metal dusting occurs in a localized area, and how rapidly the disintegration progresses is a function of temperature, the composition of the atmosphere and its carbon potential, and the material. Other significant factors include the geometry of the system, reaction kinetics, diffusivities of alloy components, the specific-volume ratio of new and old phases, and the ultimate plastic strain.

Metal dusting usually manifests itself as pits or grooves on the surface, or as an overall surface attack in which the metal can literally be eaten away in a matter of days, weeks, or months. As an example, this writer has seen a 330-alloy plate mounted underneath a refractory-lined inner door of an integral quench furnace (where atmosphere passes underneath the door and into the quench vestibule) reduced in thickness from 12.5 mm (0.50 in) to less than 0.75 mm (0.03 in) in a little over two months.

Figure 2. 330 alloy radiant tube removed after six months of use (rotary retort furnace) | Image Credit: The Heat Treat Doctor®
Figure 3. Microstructural view: catastrophic carburization | Image Credit: The Heat Treat Doctor®

In another example, a metallographic investigation performed by this writer on a failed wrought 330 alloy radiant tube (Figure 2) was conducted. Optical microscopy of the inside (Figure 3) and outside diameter surfaces in the attacked area revealed evidence of massive carbides. These carbides are formed by the reaction of carbon with chromium, depleting the matrix of chromium in regions adjacent to the carbides. Grain detachment and subsequent failure by erosion then occurred.

How Does It Occur?

In general, catastrophic carburization of ferrous alloys proceeds via the formation and subsequent disintegration of metastable carbide. The first step in the process is absorption of the gaseous phase on the surface of the metal; the more reactive this phase, the easier it decomposes or is catalytically decomposed (in the case of iron) on the surface. This step is followed by diffusion of carbon atoms from the surface into the bulk metal.

As a result, there is a continuous buildup of carbon within the surface layer. As this layer becomes saturated with carbon, a stable carbide, metastable carbide, or an active carbide complex forms, which then grows until it reaches a state of thermodynamic instability, at which point it rapidly breaks down into the metal plus free carbon.

It’s at this stage that the metal disintegrates to a powder as the result of plastic deformation and subsequent fracture in the near-surface layer. The process is controlled by internal stresses due to phase transformation; in other words, competition between stress generation and relaxation exceeds the ultimate strength in this near-surface layer and causes fracture to occur.

In Ni-Cr-Fe alloys, the phenomenon occurs slower (but does not stop) since the disintegration leads to larger metal particles, which are less active catalysts for carbon deposition than the fine iron particles that form with ferrous metals. Therefore, the mass gain from carbon depositing onto high-nickel alloys is much lower. Also, the decomposition of high-nickel alloys occurs by graphitization and not via unstable carbides.

Pourbaix-Ellingham Diagrams

Thermodynamics can be applied to solid-gas reactions to obtain equilibrium dissociation pressures below which no reactions occur. Data and diagrams are available for the free energies of formation versus temperature for most metallic compounds. An interesting use of Pourbaix diagrams (generally reserved for mapping out possible stable equilibrium phases of an aqueous electrochemical system) as a predictor of stable alloy systems is found by superimposing the various elemental constituents. These diagrams are read much like a standard phase diagram (with a different set of axes).

In Summary

Hot gaseous corrosion should be an area of focus for every heat treater to extend the life of alloy components, reduce downtime, and save money. Mitigation in the form of alloy selection, equipment design, type of atmosphere, process/cycle selection, and idling temperatures will play a huge role in extending the life of our furnace alloys, baskets, and fixtures.

References

ASM International. 1971. Oxidation of Metals and Alloys.

ASM International. 2003. ASM Handbook. Vols. 13A–C.

Fontana, Mars G., and Norbert D. Greene. 2008. Corrosion Engineering. New York: McGraw-Hill.

Herring, D. H. 2003. “What to Do About Metal Dusting.” Heat Treating Progress, August.

Herring, Daniel H. 2015. Atmosphere Heat Treatment. Vol. 2. Troy, MI: BNP Media Group.

Javaheradashti, Raza. 2008. Microbiologically Induced Corrosion. Berlin: Springer-Verlag.

NACE International. www.nace.org.

Nateson, K. 1980. Corrosion–Erosion Behavior in Metals. Warrendale, PA: Metallurgical Society of AIME.

National Bureau of Standards. 1978. Gas Corrosion of Metals.

Pourbaix, Marcel. 1974. Atlas of Chemical and Electrochemical Equilibria in Aqueous Solutions. Houston, TX: NACE International.

Pourbaix, Marcel. 1998. Atlas of Chemical and Electrochemical Equilibria in the Presence of a Gaseous Phase. Houston, TX: NACE International.

Schweitzer, Philip A. 1996. Corrosion Engineering Handbook. New York: Marcel Dekker.

Staehle, R. W. 1995. “Engineering with Advanced and New Materials.” Materials Science and Engineering A 198 (1–2): 245–56.

Stempco, Michael J. 2011. “The Ellingham Diagram: How to Use It in Heat-Treat-Process Atmosphere Troubleshooting.” Industrial Heating, April.

Uhlig, Hubert H. 2008. Corrosion and Corrosion Control. Hoboken, NJ: Wiley-Interscience.

Fabian, R., ed. 1993. Vacuum Technology: Practical Heat Treating and Brazing. Materials Park, OH: ASM International.

The Boeing Company. n.d. “Practical Vacuum Systems Design Course.”

About the Author

Dan Herring
“The Heat Treat Doctor”
The HERRING GROUP, Inc.

Dan Herring has been in the industry for over 50 years and has gained vast experience in fields that include materials science, engineering, metallurgy, new product research, and many other areas. He is the author of six books and over 700 technical articles.

For more information: Contact Dan at dherring@heat-treat-doctor.com.

For more information about Dan’s books: see his page at the Heat Treat Store.


Ask The Heat Treat Doctor®: Hot Topic for a Cold Day — Why Is Hot Gaseous Corrosion So Devastating? Read More »

Pit LPC: A Modern Take on High Throughput Heat Treat

Producing durable, wear-resistant gears for the wind turbine industry requires exacting control of carbon diffusion. Modern low pressure carburizing (LPC) is pushing the boundaries of control and consistency. This technology fine tunes carbon diffusion into the surface of components, and applied in a new pit-style vacuum furnace, it also delivers temperature uniformity, stronger gears, and shorter cycle times for large, complex components, all while eliminating oxidation and direct CO₂ emissions. In this Technical Tuesday installment, Tom Hart, director of sales for North America at SECO/WARWICK Corporation, examines how modern LPC technology in a pit-style vacuum furnace is reshaping high-volume carburizing for today’s in-house heat treaters.

This informative piece was first released in Heat Treat Today’s November 2025 Annual Vacuum Heat Treating print edition.


The Need To Carburize

Carburizing is a thermochemical treatment that finds applications across the automotive, aviation, and energy industries, particularly in power transmission systems. The widespread use of this process across many industries stems from its ability to improve mechanical properties by enriching the surface of steel with carbon.

Consider the wind turbine industry, growing with a CAGR (compound annual growth rate) of 6.2% from 2024 to 2033 (GlobeNewswire 2024). Carburizing plays a key role in the production of gears and pinions. These components, often made of alloy steels, such as 18CrNiMo7-6, 4320, 4820, and 9310 (GearSolutions 2009, Jantara 2019), must meet high strength and quality requirements. Carburized layers, often over 4 mm thick, provide resistance to wear and dynamic loads, which is important given the turbine’s expected service life of at least twenty years.

In practice, however, gears often require servicing after five to seven years (Jantara 2019), with their failures generating long downtimes and high costs (Perumal and Rajamani 2014).

The carburizing process, combined with hardening (usually in oil) and tempering, increases:

  • Surface hardness: improving abrasian resistance
  • Core ductility: protecting against cracks
  • Fatigue strength: extending the life of the part, which translates into lower operating costs

Alternative technologies, such as nitriding or surface hardening, offer other benefits (e.g., reduced deformation), but have limitations, such as thinner hardened layers, relatively long nitriding process times, or difficulties with complex geometry for surface hardening.

Pit Meets Vacuum LPC

Traditional atmospheric carburizing, despite its established position, has reached its limits in process performance expectations. In response to market needs, LPC (low pressure carburizing) technology is being increasingly implemented to enable precise process control, reduced emissions, and improved energy efficiency. More specifically, a pit furnace with vacuum heat treatment capabilities, aka the Pit-LPC, has been designed and developed to carburize thick layers on very large and/or long parts. This furnace combines the advantages of LPC technology with the ability to integrate existing hardening cells, facilitating the modernization of older installations.

While a vacuum furnace opening to an air atmosphere is a feature previously reserved for atmospheric furnaces, this innovative pit furnace has ceramic insulation and a dedicated heating system to leverage this capability. The chamber door can therefore be opened at process temperature in an air atmosphere for the direct transfer of the charge to the hardening tank. Additionally, the furnace is equipped with a closed circuit forced cooling system, which significantly shortens the charge cooling time from the carburizing temperature to the hardening temperature, increasing efficiency and shortening the production cycle.

Furthermore, the furnace allows for the process to be carried out at temperatures of 1925°F (1050°C) and higher, significantly shortening carburizing time and reducing production costs, even while maintaining a safe level of grain growth (e.g., 1800°F (980°C)).

Benefits of LPC technology designed in a pit furnace include:

  • Reduced process time due to higher operating temperatures
  • Elimination of internal oxidation (IGO) in the carburizing process
  • Highly uniform carburized layer
  • Low process gas consumption
  • No direct CO₂ emissions and fire risk
  • Ready for operation without lengthy conditioning
  • Computer-aided process support

Additionally, the furnace design increases work safety and comfort in its elimination of open flames, risks of explosion, and the need for constant atmospheric monitoring.

Figure 2. SimVac program window with an example LPC process simulation

This new pit furnace is compatible with SimVac software, developed by Lodz University of Technology and SECO/WARWICK, which enables the simulation and optimization of LPC parameters, reducing the need for process tests. SimVac Plus is a simulation software that includes a vacuum carburizing module (Figure 2). The program can be used either as a standalone tool for designing processes based on the desired carburized layer requirements or to visualize the effect of a given boost/diffusion sequence in the form of a carbon profile.

Testing the Furnace Characteristics and Technical Parameters

The furnace was designed to meet the highest requirements for heat treatment equipment. The basic technical parameters are as follows:

  • Working space / charge weight: 71″ diameter x 118″ deep / 17,600 lb (1,800 mm x 3,000mm deep / 8,000 kg)
  • Operating temperature: up to 2010°F (1100°C)
  • Heating power: 360 kW, three independent zones
  • Vacuum level: 10⁻² torr
  • Carburizing gas: acetylene

Temperature Uniformity

Temperature distribution tests were conducted in the furnace, with 12 load thermocouples arranged according to the diagram shown in Figure 2. Measurements were taken at several temperatures under vacuum conditions. The purpose of the tests was to confirm compliance with the Class 1 ±5°F (3°C) requirements of the AMS2750 standard.

Figures 3a-d. Location of the TUS load thermocouples and the results in vacuum at temperatures of 1550°F (840°C), 1800 °F (980°C), and 1925°F (1050°C)

The results presented in Figure 3 indicate that the furnace provides above-average temperature uniformity, which is particularly important for a large workspace with 71″ diameter x 118″ deep (1,800 mm diameter × 3,000 mm deep) and the processing of large-sized components with thick layers. The temperature difference (ΔT) between the extreme thermocouples, measured at 1550°F (840°C), 1800 °F (980°C), and 1925°F (1050°C), did not exceed 3.5°F (2°C). This means that the furnace meets the Class 1 requirements of the AMS2750 standard by a wide margin.

Operational Dynamics

Additionally, to evaluate the furnace’s operational dynamics, heating and cooling tests were performed on an empty device with samples. Figure 4a shows the heating curve; the furnace reaches a temperature of 1800°F (980°C) in 60 minutes. The furnace’s high energy efficiency has a heat loss of just 32 kW under these circumstances.

Figure 4b shows teh curve of cooling forced by nitrogen at atmospheric pressure, measured in three zones and on samples with diameters of 1″ (25 mm) and 4″ (100 mm). The temperature drops from 1800°F (980°C) to 575°F (300°C) in 60 minutes; reaching 210°F (100°C) takes only two hours, whereas natural cooling would take several days.

Vacuum tests show that the furnace reaches operating vacuum of 10⁻¹ hPa in under 30 minutes and has a leakage rate of 10⁻³ mbar·l/s, which meets the industry standard for vacuum furnaces.

Test of Atmosphere vs. Vacuum Carburizing Processes

To obtain a carburized layer 0.145–0.160″ (3.7–4.0 mm) thick for 52.3 HRC (550HV1), two tests were compared: one in the PEGAT atmosphere furnace (Figure 5a) and another in the Pit-LPC vacuum furnace (Figure 5b). In both cases, the charge consisted of seven gears made of 18CrNiMo7-6 material, with a total weight of approximately 6.5 tons and a surface area of 280 ft² (26 m²). The process consisted of three stages:

  • Stage I: heating to the carburizing temperature and soaking
  • Stage II: actual carburizing with cooling to the hardening temperature and holding
  • Stage III: hardening in an external quenching tank — identical in both processes
Table A. Atmosphere vs. Vacuum Carburizing Process Comparison

The LPC process, which consists of saturation and diffusion segments (Figure 6) allows for the precise control of carbon distribution. As the process progresses, the duration of the diffusion segments is extended, ensuring uniform saturation of the material.

Figure 6. Vacuum carburizing process trends in the Pit-LPC

After carburizing and hardening, all components were tempered at 355°F (180°C) for three hours.

Metallurgical Results: Gears & Samples Destructive Testing

Table B. Chemical Composition of 18CrNiMo7-6 (according to EN10084)

Gears and samples made of 18CrNiMo7-6 steel were used for destructive testing, in accordance with the EN 10084 standard. Six cylindrical samples were placed throughout the workspace — inside and outside the part — to assess carburization uniformity.

Tests conducted:

  • Vickers microhardness (HV1): performed on a Struers Durascan 70 device, allowing for the determination of hardness profiles and carburized layer depth (ECD) — a load of 9.81 N (HV1).
  • Surface and core hardness (Rockwell): measurements were performed on a Wilson Wolpert TESTOR tester with a load of 1470.1 N. At least five measurements were taken for each sample.
  • Microstructure: assessed on a Nikon LV150 optical microscope after nital etching.
  • Internal oxidation (IGO): analyzed on the unetched surface of the microsection.
Figures 7a-f. Microhardness profiles after the full process (carburizing, hardening, and tempering)

Figure 7 shows the microhardness profiles for the tested samples. For each sample, microhardness paths were inspected in three cross-sections. Based on this, the effective ECD layer thickness obtained on each sample was determined, as presented in Table C.

Table C. Thickness of the Carburized Layer Read from the Microhardness Charts (effective case depth average is 0.145–0.160″ (3.7–4.0 mm) at 52.3 HRC (550 HV1))

Average ECD values obtained for the samples ranged from 0.148 to 0.154″ (3.77 to 3.91 mm).

Surface and core hardness values for all samples were consistent and typical of carburized layers (Table D). Surface hardness ranged from 61.0 to 63.2 HRC and core hardness from 39.9 to 40.7 HRC. Interestingly, samples located on the inner side of the wheel achieved slightly higher surface hardness values (caused by retained austenite and cooling intensity).

Table D. Measured values of surface hardness and core hardness

Microstructure images of low-tempered martensite, along with retained austenite, were identified, ranging from 17 to 20% (Figure 8). The amount of retained austenite was determined using NIS-Elements software. No variation in structure was observed depending on sample location.

The presence of intergranular oxidation (IGO) was also inspected, averaging 5.5 μm throughout the tested samples. For comparison, intergranular oxidation in the atmospheric process averages above 15 μm. In the new LPC pit furnace, internal oxidation only occurs during unloading and transfer of the charge to the hardening tank, whereas in the atmospheric furnace, the presence of oxygen in the carburizing atmosphere is also significant, significantly increasing the IGO value.

The level of hardening deformation after the process conducted in the new LPC pit furnace and the atmosphere furnace is comparable due to the use of the same hardening tank in both devices and the absence of the carburizing process.

Comparison of Process Economics

Economic aspects play a key role in modern heat and thermochemical processing. Therefore, the consumption of basic utilities was compared for the reference processes (described in Chapter 5), resulting in a 0.152″ (3.8 mm) thick hardened layer. The analysis included a Pit-LPC and a PEGAT-type atmospheric furnace, both with identical workspace and the same charge. In addition, the LPC process was simulated at 1900°F (1040°C). The results are summarized in Table E.

Table E. Comparison of utility consumption and costs

The results show that the new LPC furnace model consumes significantly less electricity by approximately 57%, which translates into a lower carbon footprint, especially when energy is derived from fossil fuels. Nitrogen consumption is comparable, with a slight advantage for the Pit-LPC (savings of up to 10%).

The largest differences are found in carburizing gases. The atmospheric furnace consumes 9,900 ft³ (280 m³) of methane — approximately 440 lb (200 kg) and an additional 4.4–13.2 lb (2–6 kg) of propane per process. In the LPC furnace, acetylene consumption is reduced to 39.2 lb (17.8 kg) because carburizing gas only flows during the boost phase.

Importantly, the LPC process does not generate direct CO₂ emissions, unlike an atmospheric furnace, which emits approximately 1325 lb (600 kg) of CO₂ per cycle. Cooling water consumption in the new LPC furnace is also reduced by over 45%.

The presented comparison of utility consumption in the two types of furnaces directly translates into the economic aspects of using these devices and conducting production processes. For cost comparison purposes, the following unit utility costs were assumed, as presented in Table F:

Table F. Unit costs of energy factors and technological gases according to European averages

In summary, the total utility costs for the process conducted in the Pit-LPC at 1800°F (980°C) are 53% lower compared to an atmospheric furnace conducted at 1700°F (925°C). At a temperature of 1925°F (1040°C), savings reach 60%. These savings are primarily due to lower energy and process gas consumption. Furthermore, the lack of CO₂ emissions eliminates the need to pay emission fees.

The efficiency of this furnace is almost twice as much at 1795°F (980°C) and three times as much at 1925°F (1040°C) compared to an atmospheric furnace.

Summary

The new Pit-LPC vacuum furnace combines the design features of a top-loaded pit and performs carburizing using vacuum technology instead of atmospheric technology. Bringing higher processing temperatures than traditional atmospheric furnaces to the market, as well as the ability to open hot in an air atmosphere, this technology proves that direct transfer of the charge to the hardening tank is possible in vacuum furnaces.

Another key development, this design significantly shortens carburizing time compared to atmosphere furnaces since the furnace can operate under vacuum, inert gas (nitrogen, argon), air, and carburizing gases, at temperatures up to 2010°F (1100°C).

Since this new pit furnace design does not require the use a retort or atmosphere mixer, which are the most vulnerable components inside a traditional atmospheric furnace, the furnace operates with greater reliability and lower costs. Furthermore, an efficient and robust vacuum pumping system provides the vacuum environment and operational readiness in less than 30 minutes. Time is also saved by the integrated closed-loop gas cooling system that shortens cooling time: dropping temperatures from 1800°F (980°C) to 1545°F (840°C) in 30 minutes for a full charge and to 210°F (100°C) in two hours for an empty furnace, operations which would take several hours and days respectively in atmosphere furnaces.

The advanced thermal insulation and a uniform heating element layout ensure high energy efficiency and precise temperature uniformity in the working space, yielding additional cost and energy savings.

This carburizing process is based on FineCarb LPC technology and supported by the SimVac simulator, enabling precise carbon profile shaping and achieving layers 0.148–0.154″ (3.77–3.91 mm) thick with high repeatability.

With the ability to operate at temperatures up to 1925°F (1050°C), the new LPC pit-styled furnace significantly shortens process time, reduces utility consumption, and lowers operating costs by up to 50%, while increasing productivity by a factor of x2 to x3. One of these furnaces can replace two to three atmosphere furnaces of the same size.

Finally, the furnace operates in a safe and non-flammable atmosphere, emits no direct CO₂, and reduces energy consumption, making it an environmentally friendly solution.

Conclusions

The Pit-LPC furnace is a modern alternative to the traditional atmosphere furnace and offers a number of advantages in terms of quality, efficiency, safety, economy, and ecology. Providing an innovative solution for vacuum carburizing and meeting stringent carburization layer thickness guidelines, this design is a viable option to fully replace traditional atmospheric pit furnaces operating in a carburizing atmosphere.

References

GlobeNewswire. 2024. “Wind Turbine Market to Reach $115.2 Billion Globally by 2033 at 6.2% CAGR: Allied Market Research.” GlobeNewswire, September 18, 2024. https://www.globenewswire.com/news-release/2024/09/18/2948365/0/en/Wind-Turbine-Market-to-Reach-115-2-Billion-Globally-by-2033-at-6-2-CAGR-Allied-Market-Research.html

GearSolutions. 2009. “Carburizing Wind-Turbine Gears.” Gear Solutions, May 1, 2009. https://gearsolutions.com/features/carburizing-wind-turbine-gears/

Jantara, Valter Luiz Jr. 2019. “Wind Turbine Gearboxes: Failures, Surface Treatments and Condition Monitoring.” In Non-Destructive Testing and Condition Monitoring Techniques for Renewable Energy Industrial Assets, edited by Mayorkinos Papaelias, Fausto Pedro García Márquez, and Alexander Karyotakis. Amsterdam: Elsevier.

Perumal, S., and G. P. Rajamani. 2014. “Improving the Hardness of a Wind Turbine Gear Surface by Nitriding Process.” Applied Mechanics and Materials 591: 19–22.

Rolinski, Edward. 2016. “Modern Nitriding Techniques for Gear Applications.” Gear Solutions, March 16, 2016. https://gearsolutions.com/departments/hot-seat-modern-nitriding-techniques-for-gear-applications/

About The Author:

Tom Hart
Director of Sales for North America
SECO/WARWICK Corporation

Tom Hart joined SECO/WARWICK in 2011 as a sales engineer and has been in the precision manufacturing industry for over 16 years. His responsibilities have him caring for SECO/WARWICK’s clients and their various process and heat treatment equipment needs. Tom received his manufacturing engineering degree from Edinboro University of Pennsylvania, has authored numerous white papers, and is recognized throughout the heat treatment industry as a go-to-guy for thermal processing.

For more information: Contact Tom at Tom.Hart@SecoWarwick.com.

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Mercury Marine’s Vacuum Carburizing and Closed-System Cleaning: A Case Study

What are the ways to improve the cleaning process of component parts and reduce smoke from residue and environmental impact? Mercury Marine faced this challenge head on with a new system. Learn more about their solution in today’s Technical Tuesday case study written by Chris Tivnan the sales manager for North America at SAFECHEM North America Inc.

This informative piece was first released in Heat Treat Today’s August’s 2025 Annual Automotive Heat Treating print edition.


Mercury Marine’s Need for Clean

Mercury Marine is a world leading manufacturer of marine propulsion systems headquartered in Fond du Lac, Wisconsin. A subsidiary of Brunswick Corporation, Mercury Marine designs, manufactures, and distributes engines, services, and parts for recreational, commercial, and government marine applications.

Mercury Marine has an in-house heat treatment facility for the components they manufacture. These components include gear case parts, such as propeller shafts, pinions, forward and reserve gears, and clutches. The parts undergo typical manufacturing steps like turning, milling, or gear tooth generation. Some machines allow for dry cutting, while others involve hydraulic oil. In total, more than 170 distinct metal parts require cleaning before undergoing vacuum carburizing, hardening, tempering, and/or cryogenic treatments.

Carburizing with Closed-Vacuum Solvent Cleaning

But vacuum carburizing has not always been the technology of choice for Mercury Maine. Prior to 2023, parts and components underwent initial cleaning in an aqueous washer before proceeding to atmospheric carburizing. Then, they were quenched in oil and then underwent another round of cleaning with a water-based cleaner.

Figure 1. NANO vacuum carburizing system from ECM

Mercury Marine made the strategic decision to transition from atmospheric carburizing to vacuum carburizing in 2023. The shift was motivated by concerns related to smoke and environmental impact, particularly the evaporation of oil residuals during tempering. The desire for an overall environmentally friendlier process further fueled this change.

Vacuum carburizing benefits from more stringent cleanliness requirements on parts whereby all residue oils, greases, and debris must be removed entirely to prevent contamination of the furnace and the vacuum pump system. As a result of these considerations, Mercury Marine replaced their existing aqueous cleaning process with solvent-based cleaning, convinced that this solution provided superior and consistently reliable cleaning results.

Figure 4. With lipophilic and hydrophilic properties, DOWCLENE™* 1601 removes oils and greases just as effectively as certain polar contaminants like cooling emulsions or solids (e.g., particles and abrasives).
Source: ECM USA

Their furnace equipment manufacturer ECM recommended a closed-vacuum solvent-based cleaning machine (Model: SOLVACS 3S) from the manufacturer HEMO. This design could be seamlessly integrated into their NANO vacuum carburizing system.

The vacuum cleaning machine runs on the modified alcohol solvent DOWCLENE™* 1601. Because of its lipophilic and hydrophilic properties, DOWCLENE 1601 can remove oils and greases just as effectively as certain polar contaminants like cooling emulsions or solids (e.g., particles and abrasives). The solvent also has low toxicity and good biodegradability.

Enabling High Environmental and Safety Standards

The switch from aqueous to solvent cleaning initially raised some safety concerns within Mercury Marine’s environmental safety committee. However, these concerns were swiftly addressed once the committee understood the operation of a closed vacuum cleaning machine and how it contributes to the highest safety and sustainability standards.

First, the airtight design of the machine virtually eliminates air emissions. The hermetically sealed construction means there is minimal risk of contaminating groundwater. Additionally, full machine automation removes operator handling and minimizes chemical contact.

Figure 2. While closed vacuum cleaning machines enable high-quality cleaning results with strong safety and sustainability standards, HEMO designs integrate seamlessly into furnace lines

Second, the machine’s built-in distillation unit enables continuous solvent recovery — as high as 95% in Mercury Marine’s case — thereby significantly reducing chemical consumption and waste while lowering overall cleaning costs. Distillation ensures that parts are consistently cleaned in fresh solvent. The effective cleaning result is further warranted by the high solvent quality in the rinsing step, followed by vapor degreasing as the last cleaning step, which is highly effective due to high temperature difference between parts and vapor. With the drying process below 0.1 psi, a perfect drying of the parts is guaranteed.

Additionally, unlike aqueous cleaning, solvent cleaning does not consume significant water, nor does it require wastewater treatment, providing a considerable cost and environmental advantage.

Using a simple test kit, solvent conditions can be easily monitored on a regular basis. Solvent lifespan can also be extended by adding stabilizers, reducing the need for frequent bath exchanges. Due to the high stability of the cleaner, only minimal stabilizer additions have been required since the machine was first put into operation.

Leveraging CFC for Solvent Cleaning

Another crucial factor supporting solvent cleaning is the use of carbon fiber composite (CFC) workload trays and fixturing of the heat treat batch in the cleaning machine. After cleaning the parts, the CFC fixtures are directly transferred into the vacuum furnace. This streamlined workflow eliminates the need to transfer parts between different fixtures, minimizing part damage or contamination while saving time. The durability and thermal stability of CFC fixtures make them ideal for such demanding applications.

Figure 3. Industrial robots streamline the loading and unloading of components in ECM’s vacuum furnaces and facilitate part transfers between systems, ensuring a fully automated heat treatment line

Since CFC is a highly absorbent material, it can soak up liquids during the cleaning process. Any remaining residue in CFC fixtures can be released during a vacuum heat treatment process, contaminating the oven, which will impact the process and cause improper heat treatment outcomes. Unlike aqueous cleaning, which leaves some liquids behind, solvent cleaning under vacuum conditions effectively removes these absorbed residues.

Additionally, CFC fixtures must be properly dried and moisture-free before entering the vacuum furnace. Moisture can lead to contamination, inefficient carburizing, oxidation, or vacuum system problems. Solvents dry much faster than water, mitigating the risk of water vapor migration into the vacuum carburizing system.

Superior Controllability and Quality Results

Since transitioning from atmospheric to vacuum carburizing, Mercury Marine has experienced many benefits due to a significantly more consistent and repeatable heat treatment process.

It is known that residual oxygen within the furnace atmosphere can react with alloying elements on the component’s surface. This interaction can lead to the formation of an oxidation layer, potentially affecting the compressive stress profile. Such layers need to be ground off. However, with vacuum carburization, these intergranular oxidations (IGO) no longer occur.

The vacuum carburizing process follows a precise “boost and diffuse” cycle, where the presence of carbon is transferred via acetylene. This approach provides superior controllability compared to atmospheric carburizing, where natural gas is used. Additionally, the absence of open flames and the energy-efficient design contribute to reduced greenhouse gas emissions.

In the past, Mercury Marine faced cleaning challenges following oil quenching. While maintaining clean quench oil is essential, frequent oil changes can be costly. When the quench oil was not cleaned frequently enough, deposits adhered to parts, especially drive shafts with spiral oil grooves for passage. Despite attempts at aqueous cleaning, such debris could persist, and additional blasting was needed to remove them.

Vacuum carburizing has eliminated this problem as the parts now undergo gas quenching instead of oil quenching, removing the aqueous cleaning step altogether.

The investment in a new furnace system, along with the integrated closed vacuum solvent cleaning machine, has proven highly beneficial. The fully automated system ensures that technicians are not manually handling baskets, while parts are cleaned to the highest standard, enabling a seamless vacuum carburizing process. Mercury Marine has expressed great satisfaction with the results, recognizing the system as a valuable addition to their manufacturing operations.


About The Author:

Chris Tivnan
Sales Manager North America
SAFECHEM North America Inc.

With two decades of experience in the chemical industry, Chris assists manufacturers in determining the right choice of cleaning agent and their parts cleaning operation. He also manages relationships with regional distributors as well as local OEMs/OEAs.

For more information: Contact Chris Tivnan at c.tivnan@safechem.com.



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How To Reduce Carbon Footprint During Heat Treatment

Given changing ecological and economic conditions, carbon neutrality is becoming more important, and the heat treatment shop is no exception. In the context of this article, the focus will be on how manufacturers — especially those with in-house heat treat — can save energy by evaluating heating systems, waste heat recovery, and the process gas aspects of the technology.

This article, written by Dr. Klaus Buchner, head of Research and Development at AICHELIN HOLDING GmbH, was released in Heat Treat Today April/May 2024 Sustainable Heat Treat Technologies print edition.


Introduction

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Uncertainties in energy supply and rising energy costs remind us of our dependence on fossil fuels. This underlines the need for a sustainable energy and climate policy, which is the central challenge of our time.

European policymakers have already taken the first steps towards a green energy revolution, and the heat treatment industry must also take responsibility. Many complementary measures, however, are needed that can be applied to new and existing thermal and thermochemical heat treatment lines.

Heat Treatment Processes and Plant Concepts

The heat treatment process itself is based on the requirements of the component parts, and especially on the steel grade used. If different concepts are technically comparable, it is primarily the economic aspect that is decisive, and not the carbon footprint — at least until now. Advances in materials technology and rising energy costs are calling for production processes to be modified.

Figure 1. Donut-shaped rotary-hearth furnace for carburizing with press quenching
Source: AICHELIN HOLDING GmbH

An example is the quenching and tempering of automotive forgings directly from the forging temperature without reheating, which has shown significant potential for energy and CO2 savings. Although the reduced toughness or measured impact energy of quenching and tempering from the forging temperature may be a drawback due to the coarser austenite grain size, this can be partially improved by Nb micro-alloyed steels and higher molybdenum (Mo) contents for more temper-resistant steels; it may also be necessary to use steels with modified alloying concepts when changing the process.1, 2 AFP steels (precipitation-hardening ferritic pearlitic steels) and bainitic air-hardening steels can also be interesting alternatives, since reheating (an energy-intensive intermediate step) is no longer necessary.

Similar considerations apply to direct hardening instead of single hardening in combination with carburizing processes because of the elimination of re-austenitizing. Distortion-sensitive parts often need to be quenched in fixtures due to the dimensional and shape changes caused by heat treatment. Heat treated parts are often carburized in multipurpose chamber furnaces or small continuous furnaces, cooled under inert gas, reheated in a rotary-hearth furnace, and quenched in a hardening press. In contrast, ring-shaped (aka donut-shaped) rotary-hearth furnaces allow carburizing and subsequent direct quenching in the quench press in a single treatment step. Figure 1 shows a typical ring-shaped rotary-hearth furnace concept for heat treating 500,000 gears per year/core hardness depth (CHD) group 1 mm.

Table 1. Saving potential due to increased process temperature for gas carburizing (pusher type furnace, 20MnCr5, CHD-group 1 mm)
Source: AICHELIN HOLDING GmbH

This ring-shaped rotary-hearth concept can save up to 25% of CO2 emissions, compared to an integral quench furnace line (consisting of four single-chamber furnaces, one rotary hearth furnace with quench press and two tempering furnaces as well as two Endothermic gas generators). Due to the reduced total process time (without reheating) and the optimized manpower, the total heat treatment costs can be reduced by 20–25%.

The high-temperature carburizing aspect should also be mentioned, although the term “high-temperature carburizing” is not fully accepted nor defined by international standards. As the temperature increases, the diffusion rate increases and the process time decreases. As shown in Table 1, the additional energy consumption is less than the increase in throughput that can be achieved. Therefore, the relative energy consumption per kg of material to be heat treated decreases as the process temperature increases.

There are three key issues to consider when running a high-temperature carburizing process:

  • Steel grade: Fine-grain stabilized steels are required for direct hardening at temperatures of 1832°F (1000°C). Microalloying of Nb, Ti, and N as well as a favorable microstructure of the steels reduce the growth of austenite grains and allow carburizing temperatures up to 1922°F (1050°C) for several hours.
  • Furnace design: In addition to the general aspects of the optimized furnace technology (e.g. heating capacity, insulation materials, and feedthroughs), failure-critical components must be considered separately in terms of wear and tear, whereby condition monitoring tools can support maintenance in this area.
  • Distortion: This is always a concern, especially in the case of upright loading of thin-walled gear sections. As such, numerical simulations and/or experimental testing should be performed at the beginning to estimate possible changes in distortion and to take measures if necessary.
Figure 2. Recuperative burner with SCR system for NOx reduction Source: AICHELIN HOLDING GmbH

Heating System

Based on an energy balance that considers total energy losses, and preferably also temperature levels, it can be seen that the heating system plays a significant role. In addition to the obvious flue gas loss in the case of a gas-fired thermal processing furnace, the actual carbon footprint must be critically examined.

In the case of natural gas, the upstream process chain is often neglected in terms of CO2 emissions, but the differences in gas processing (which are directly linked to the reservoirs) and in gas transportation can be a significant factor.3 However, the analysis of energy resources in the case of electric heating systems is much more important. This results in specific CO2 emissions between 30–60 gCO2/kWh (renewable-based electricity mix) and 500–700 gCO2/kWh (coal-based electricity mix). Therefore, a general comparison between natural gas heating and electric heating systems in terms of carbon footprint is often misleading.

Figure 3. Comparison of specific CO2 emissions Source: AICHELIN HOLDING GmbH

Nevertheless, in the case of gas heating, the aspect of combustion air preheating should be emphasized, as it has a significant influence on combustion efficiency. The technical possibilities in this area are well known and include both systems with central air preheating and decentralized concepts, where the individual burner and the heat exchanger form a single unit. Recuperator burners are often used in combination with radiant heating tubes (indirect heating) in the field of thermochemical heat treatment. With respect to oxy-fuel burners, it should also be noted that the formation of thermal NOx increases with increasing combustion temperature and temperature peaks. To avoid exceeding NOx emissions, staged combustion and so-called “flameless combustion” — characterized by special internal recirculation — and selective catalytic reduction (SCR) can be used. The latter secondary measure, together with selective non-catalytic reduction (SNCR), has been state-of-the-art in power plant design for decades and has become widely known because of its use in the automotive sector. This system can also be adapted to single burners (Figure 2). In this way, NOx emissions can be reduced to 30 mg/Nm3 (5% reference oxygen), depending on the injection of aqueous urea solution, as long as the exhaust gas temperature is in the range of 392/482°F (200/250°C) to 752/842°F (400/450°C).4

Whether electric heating is a viable alternative depends on both the local electricity mix and the design of the heat treatment plant, which may limit the space available for the required heating capacity. In addition to these technical aspects, the security of supply and the energy cost trends must also be considered. Both of these factors are significantly influenced by the political environment. Figure 3 shows an example of the specific carbon footprint per kg of heat treated material with the significant losses based on the example of an integral quench furnace concept in the double-chamber and single-chamber variants electrically heated (E) and gas heated (G). The electric heating is based on a fossil fuel mix of 485 gCO2/kWh. Once again, it is clear that a general statement regarding CO2 emissions is not possible; rather, the boundary conditions must be critically examined.

Waste Heat Recovery — Strengths and Weaknesses of the System

Although improvements in the energy efficiency of heat treatment processes, equipment designs, and components are the basis for rational energy use, from an environmental perspective it is important to consider the total carbon footprint. An energy flow analysis of the heat treatment plant, including all auxiliary equipment, shows the total energy consumption and thus the potential savings. Quite often the temperature levels and time dependencies involved preclude direct heat recovery within the furnace system at an economically justifiable investment cost. In this case, cross-plant solutions should be sought, which require interdepartmental action but offer bigger potential.

In addition to the classic methods of direct waste heat utilization using heat exchangers, also in combination with heat accumulators, indirect heat utilization can lower or raise the temperature level of the waste heat by using additional energy (chiller or heat pump) or convert the waste heat into electricity. The overview in Table 2 provides reference values in terms of performance class and temperature level for the alternative technologies listed.

Process Gas for Case Hardening

Case hardening — a thermochemical process consisting of carburizing and subsequent hardening — gives workpieces different microstructures across the cross-section, the key factor being high hardness/strength in the edge region. A distinction can be made between low pressure carburizing in vacuum systems and atmospheric carburizing at normal pressure. Both processes have different advantages and disadvantages, with atmospheric heat treatment being the dominant process.

Table 2. Overview of alternative waste heat applications5, 6
Source: AICHELIN HOLDING GmbH

In terms of carbon footprint, atmospheric heat treatment has a weakness due to process gas consumption. To counteract this, the following aspects have to be considered: thermal utilization of the process gas — indirectly by means of heat exchangers or directly by lean gas combustion (downcycling); reprocessing of the process gas (recycling); reduction of the process gas consumption by optimized process control; and use of CO2-neutral media (avoidance). This article focuses on avoidance by optimizing process gas consumption and using of CO2-neutral media.

Typically, heat treatment operations are still run with constant process gas quantities based on the most unfavorable conditions. Based on the studies of Wyss, however, process control systems offer the possibility to adapt the actual process gas savings to the actual demand.7 In a study of an industrial chamber furnace, a 40% process gas savings was demonstrated for a selected carburizing process. In this heat treatment process with a case hardness depth of 2 mm, the previously used constant gas flow rate of 18 m3/h was reduced to 16 m3/h for the first process phase and further reduced to 8 m3/h after 3 hours. Figure 4 shows the analysis of the gas atmosphere, where an increase in the H2 concentration could be detected due to the reduction of the gas quantities. With respect to the heat treatment result, no significant difference in the carburizing result was observed despite this significant reduction in process gas volume (and the associated reduction in CO2 emissions). The differences in the carbon profiles are within the expected measurement uncertainty.

Figure 4. CO and H2/CO concentration at various process gas volumes Source: AICHELIN HOLDING GmbH

The carbon footprint of the process gas, however, must be fundamentally questioned. In the field of atmospheric gas carburizing, process gases based on Endothermic gas (which is produced by the catalytic reaction of natural gas or propane with air at 1832–1922°F/1000–1050°C) and nitrogen/methanol and methanol only systems have established themselves on a large scale. Methanol production is still mostly based on fossil fuels (natural gas or coal), the latter being used mainly in China. Although alternative CO2-neutral processes for partial substitution of natural gas — keywords being “power to gas” (P2G) or “synthetic natural gas” (SNG) — have already been successfully demonstrated in pilot plants, there are no signs of industrial penetration. Nevertheless, there is a definite industrial scale in the area of bio-methanol synthesis, though so far, purely economic considerations speak against it, as CO2 emissions are still not taken into account.

The question of the use of bio-methanol in atmospheric gas carburizing has been investigated in tests on an integral quench furnace system. A standard load of component parts with a CHD of 0.4 mm was used as a reference. Subsequently, the heat treatment process was repeated with identical process parameters using bio-methanol instead of the usual methanol based on fossil fuels. Both the laboratory analyses of the methanol samples and the measurements of the process gas atmosphere during the heat treatment process, as well as the evaluation of the sample parts with regard to the carbon profile during the carburizing process, showed no significant difference between the different types of methanol. Although this does not represent long-term experience, these results underscore the fundamental possibility of media substitution and the use of CO2-neutral methanol.

Conclusion

Facing the challenges of global warming — intensified by the economic pressure of rising energy costs — this article demonstrates the energy-saving potential in the field of heat treatment. In addition to already established solutions, the possibilities of the smart factory concept must also be integrated in this industrial sector. Thus, heat treatment comes a significant step closer to the goal of a CO2-neutral process in terms of Scopes 1, 2, and 3 regarding emissions under the given boundary conditions.

References

[1] Karl-Wilhelm Wegner, “Werkstoffentwicklung für Schmiedeteile im Automobilbau,” ATZ Automobiltechnische Zeitschrift 100, (1998): 918–927, https://doi.org/10.1007/BF03223434.
[2] Wolfgang Bleck and Elvira Moeller, Steel Handbook (Carl Hanser Verlag GmbH & Co. KG, 2018).
[3] Wolfgang Köppel, Charlotte Degünther, and Jakob Wachsmuth, “Assessment of upstream emissions from natural gas production in Germany,” Federal Environment Agency (January 2018): https://www.umweltbundesamt.de/publikationen/bewertung-der-vorkettenemissionen-beider.
[4] Klaus Buchner and Johanes Uhlig, “Discussion on Energy Saving and Emission Reduction Technology of Heat Treatment Equipment,” Berg Huettenmaenn Monatsh 168 (2021): 109–113, https://doi.org/10.1007/s00501-023-01328-5.
[5] Technologie der Abwärmenutzung. Sächsische Energieagentur – SAENA GmbH, 2. Auflage, 2016.
[6] Brandstätter, R.: Industrielle Abwärmenutzung. Amt der OÖ Landesregierung, 1. Auflage, 109–113, https://doi.org/10.1007/s00501 02301328-5.
[7] U. Wyss, “Verbrauch an Trägergas bei der Gasaufkohlung,” HTM Journal of Heat Treatment Materials 38, no. 1 (1983): 4-9, https://doi.org/10.1515/htm-1983-380102.

About the Author

Dr. Klaus Buchner Head of Research and Development AICHELIN HOLDING GmbH

Klaus Buchner holds a doctorate and is the head of research and development at AICHELIN HOLDING GmbH. This article is based on Klaus Buchner’s article, “Reduktion des CO2-Fußabdrucks in der Wärmebehandlung” in Prozesswärme 01-2023 (pp. 42-45).

For more information: Klaus at klaus.buchner@aichelin.com.

This article content is used with the permission of heat processing, which published this article in 2023.

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All About the Quench and Keeping Cool: Thru-process Temp Monitoring and Gas Carburizing

The future of heat treating requires new manufacturing solutions like robotics that can work with modular design. Yet so also does temperature monitoring need to be seamless to know how effectively your components are being heat treated — especially through being quenched. In this Technical Tuesday, learn more about temperature monitoring through the quench process.

Gas Carburization

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Carburizing has rapidly become one of the most critical heat treatment processes employed in the manufacture of automotive components. Also referred to as case hardening, it provides necessary surface resistance to wear, while maintaining toughness and core strength essential for hardworking automotive parts.

Figure 1. Typical carburizing heat treat temperature profile showing the critical temperature/time steps: (i) carburization, (ii) quench, and (iii) temper. (Source: PhoenixTM)

The carburizing process is achieved by heat treating the product in a carbon rich environment (Figure 1), typically at a temperature of 1562°F–1922°F (850°C–1050°C). The temperature and process time significantly influence the depth of carbon diffusion and other related surface characteristics. Critical to the process is a rapid quenching of the product following the diffusion in which the temperature is rapidly decreased to generate the microstructure, giving the enhanced surface hardness while maintaining a soft and tough product core.

The outer surface becomes hard via the transformation from austenite to martensite while the core remains soft and tough as a ferritic and/or pearlitic microstructure. Normally, carburized microstructures following quench are further tempered at temperatures of about 356°F (180°C) to transform some of the brittle martensite into tempered martensite to enhance ductility and grindability.

Critical Process Temperature Control

As discussed, the success of carburization is dependent on accurate, repeatable control of the product temperature and time at that temperature through the complete heat treatment process. Important to the whole operation is the quench, in which the rate of cooling (product temperature change) is critical to achieve the desired changes in microstructure, creating the surface hardness. It is interesting that the success of the whole heat treat process can rest on a process step which is so short (minutes), in terms of the complete heat teat process (hours). Getting the quench correct is not only essential to achieve the desired metal microstructure, but also to ensure that the physical dimensions and shape of the product are maintained (no distortion/warping) and issues such as quench cracking are eliminated.

Obviously, as the quench is so critical to the whole heat treat process, the correct quench selection needs to be made to achieve the optimum properties with acceptable levels of dimensional change. Many different quenchants can be applied with differing quenching performances. The rate of heat transfer (quench rate) of quench media in general follows this order from slowest to quickest: air, salt, polymer, oil, caustic, and water.

Technology Challenges for Temperature Monitoring

When considering carburization from an industry standpoint, furnace heat treat technology generally falls into one of two camps, embracing either air quench (low pressure carburization) or oil quench (sealed gas carburization/LPC with integral or vacuum oil quench). Although each achieves the same end goal, the heat treat mechanisms and technologies employed are very different, as are the temperature monitoring challenges.

To achieve the desired carburized product, it is necessary to control and hence monitor the product temperature through the three phases of the heat treat process. Conventionally, product temperature monitoring would be attempted using the traditional trailing thermocouple method. For many modern heat treat processes including carburization, the trailing thermocouple method is difficult and often practically impossible.1 The movement of the product or product basket from stage to stage, often from one independent sealed chamber to another (lateral or vertical movement), makes the monitoring of the complete process a significant challenge.

With the industry driving toward fully automated manufacturing, furnace manufacturers are now offering the complete package with full robotic product loading that includes shuttle transfer systems and modular heat treat phases to process both complete product baskets and single piece operations. Although trailing thermocouples may allow individual stages in the process to be measured, they cannot provide monitoring of the complete heat treat journey. Testing is therefore not under true normal production conditions, and therefore is not an accurate record of what happens in normal day to day operation.

Figure 2 shows schematic diagrams of two typical carburizing furnace configurations that would not be possible to monitor using trailing thermocouples. The first shows a modular batch furnace system where the product basket is transferred between each static heat treat operation (preheat, carburizing furnace, cooling station, quench, quench wash, temper furnace) via a charge transfer cart. The second shows the same heat treat operation but performed in a continuous indexed pusher furnace configuration where the product basket moves sequentially through each heat treat operation in a semi-continuous flow.

Figure 2.1. Modular batch furnace system (Source: PhoenixTM)
Figure 2.2. Continuous pusher furnace schematic (Source: PhoenixTM)

Thru-process temperature monitoring as a technique overcomes such technical restrictions. The data logger is protected by a specially designed thermal barrier, therefore, can travel with the product through each stage of the process measuring the product/process temperature with short, localized thermocouples that will not hinder travel. The careful design and construction of the monitoring system is important to address the specific challenges that different heat treat technology brings including modular batch and continuous pusher furnace designs (Figure 2).2

The following section will focus specifically on monitoring challenges of the sealed gas carburizing process with integral oil quench. Technical challenges of the alternative low pressure carburizing technology with high pressure gas quench have previously been discussed in an earlier publication.3

Monitoring Challenges of Sealed Gas Carburization — Oil Quench

Figure 3. “Thru-process” temperature monitoring system for use in a sealed carburizing furnace with integral oil quench — (3.1) Monitoring system entering furnace with thermocouple fixed to automotive gears, product test pieces (3.2) System exiting oil quench tank (3.3) System inserted into wash tank with product basket (Source: PhoenixTM)

Presently, the most common traditional method of gas carburizing for automotive steels is often referred to as sealed gas carburizing. In this method, the parts are surrounded by an endothermic gas atmosphere. Carbon is generated by the Boudouard reaction during the carburization process, typically at 1562°F–1832°F (850°C –1000°C). Despite the dramatic appearance of a sealed gas carburizing furnace, with its characteristic belching flames (Figure 3), from a monitoring perspective, the most challenging aspect of the process is not the heating, but the oil quench cooling. For such furnace technology, the historic limitation of “thru-process” temperature profiling has been the need to bypass the oil quench and wash stations, missing a critical process step from the monitoring operation. Obviously, passing a conventional hot barrier through an oil quench creates potential risk of both system damage from oil ingress and barrier distortion, as well as general process safety. However, the need to bypass the quench in certain furnace configurations by removing the hot system from the confined furnace space could create significant operational challenges, from an access and safety perspective.

Monitoring of the quench is important as ageing of the oil results in decomposition (thermal cracking), oxidation, and contamination (e.g. water) of the oil, all of which degrade the viscosity, heat transfer characteristics, and quench efficiency. Control of physical oil temperature and agitation rates is also key to oil quench performance. Quench monitoring allows economic oil replacement schedules to be set, without risk to process performance and product quality.

Figure 4. “Thru-process” temperature monitoring system oil quench compatible thermal barrier design: (1) Robust outer structural frame keeping insulation and inner barrier secure; (2) Internal thermal barrier — completely sealed with integral microporous insulation protecting data logger; (3) Mineral insulated thermocouples sealed in internal thermal barrier with oil tight compression fitting; (4) Multi-channel high temperature data logger; and (5) Sacrificial insulation blocks replaced after each run. (Source: PhoenixTM)

To address the process challenges, a unique thermal barrier design has been developed that both protects the data logger in the furnace (typically three hours at 1697°F/925°C) and also protects during transfer through the oil quench (typically 15 mins) and final wash station (Figure 3). The key to the barrier design is the encasement of a sealed inner barrier with its own thermal protection with blocks of high-grade sacrificial insulation contained in a robust outer structural frame (Figure 4).

Quench Cooling Phases

Monitoring the oil quench in carburization gives the operator a unique insight into the product’s specific cooling characteristics, which can be critical to allow optimal product loading and process understanding and optimization. From a scientific perspective, the quench temperature profile trace, although only a couple of minutes in duration, is complex and unique. From a zoomed in quench trace (Figure 5) taken from a complete carburizing profile run, the three unique heat transfer phases making up the oil quench cool curve can be clearly identified:

Figure 5. Oil quench temperature profile for different locations on an automotive gear test piece shows the three distinct heat transfer phases: (1) film boiling “vapor blanket”, (2) nucleate boiling, and (3) convective heat transfer. (Source: PhoenixTM)
  1. Film boiling “vapor Blanket”: The oil quenchant creates a layer of vapor (Leidenfrost phenomenon) covering the metal surface. Cooling in this stage is a function of conduction through the vapor envelope. Slow cool rate since the vapor blanket acts as an insulator.
  2. Nucleate boiling: As the part cools, the vapor blanket collapses and nucleate boiling results. Heat transfer is fastest during this phase, typically two orders of magnitude higher than in film boiling.
  3. Convective heat transfer: When the part temperature drops below the oil boiling point. the cooling rate slows significantly. The cooling rate is exponentially dependent on the oil’s viscosity.

From a heat treat perspective, the quench step relative to the whole process (hours) is quick (seconds), but it is probably the most critical to the performance of the metallurgical phase transitions and achieving the desired core microstructure of the product without risk of distortion. By being able to monitor the quench step, the process can be validated for different products with differing size, form, and thermal mass. As shown in Figure 6, the quench curve profile over the three heat transfer phases is very different for two different automotive gear sizes.

Figure 6. Oil quench temperature profile for different automotive gear sizes (20MnCr5 case hardening steel) with different thermal masses: Passenger Car Gear (2.2 lbs) and Commercial Vehicle Gear (17.6 lbs) (Source: PhoenixTM)

Summary

As discussed in this article, one of the key process performance factors associated with gas carburization is the control and monitoring of the product quench step. Employing an oil quench, the measurement of such operation is now very feasible as part of heat treat monitoring. Innovations in thru-process temperature profiling technology offer specific system designs to meet the respective application challenges.

References

[1] Dr. Steve Offley, “The light at the end of the tunnel – Monitoring Mesh Belt Furnaces,” Heat Treat Today, February 2022, https://www.heattreattoday.com/processes/brazing/brazing-technical-content/the-light-at-the-end-of-the-tunnel-monitoring-mesh-belt-furnaces/.

[2] Michael Mouilleseaux, “Heat Treat Radio #102: Lunch & Learn, Batch IQ Vs. Continuous Pusher, Part 1,” interviewed by Doug Glenn, Heat Treat Radio, October 26, 2023, audio, https://www.heattreattoday.com/media-category/heat-treat-radio/heat-treat-radio-102-102-lunch-learn-batch-iq-vs-continuous-pusher-part-1/.

[3] Dr. Steve Offley, “Discover the DNA of Automotive Heat Treat: Thru-process Temperature Monitoring,” Heat Treat Today, August 2023, https://www.heattreattoday.com/discover-the-dna-of-automotive-heat-treat-thru-process-temperature-monitoring/.

About the Author

Dr Steve Offley (“Dr O”), Product Marketing Manager, PhoenixTM

Dr. Steve Offley, “Dr. O,” has been the product marketing manager at PhoenixTM for the last five years after a career of over 25 years in temperature monitoring focusing on the heat treatment, paint, and general manufacturing industries. A key aspect of his role is the product management of the innovative PhoenixTM range of thru-process temperature and optical profiling and TUS monitoring system solutions.

For more information: Contact Steve at Steve.Offley@phoenixtm.com.

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Heat Treat Radio #107: Stop-Off Coatings 101, with Mark Ratliff

Needing to learn more about the fundamentals and latest developments of stop off coatings? Mark Ratliff, president of AVION Manufacturing Company, Inc., applies his background in chemical engineering to understand and create what makes the best stop-off coatings/paints for carburizing and other heat treat processes. In this episode, Mark and Heat Treat Radio host, Doug Glenn, uncover the varieties of coatings, their uses, and the future of coating solutions.

Below, you can watch the video, listen to the podcast by clicking on the audio play button, or read an edited transcript.

 




The following transcript has been edited for your reading enjoyment.

Chemistry in Coatings: Mark Ratliff’s Start in the Industry (00:22)

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Doug Glenn: I have the really great honor today of talking with Mark Ratliff from AVION Manufacturing. We’re going to do a “painting class” . . . kind of, but not really. Industrial paint — we’re going to talk about stop-off paints and things of that sort.

Mark has been working at AVION, currently located in Medina, Ohio, since 1994. He graduated with a Bachelor of Science degree in chemical engineering from the University of Cincinnati. Prior to that — I did not know this about you, Mark — he worked at Shore Metal Treating with your father, huh?

Mark Ratliff: That’s correct, yes.

Doug Glenn: How long was he there?

Mark Ratliff: Well, he started the company. I went working there and was loading baskets of parts since I was about 8 years old. He would pay me $5.00 for a basket, “under the table,” and that was a lot of money back then. I was really rich, at the time!

Mark Ratliff, President, Avion Manufacturing (Source: AVION Manufacturing)

Doug Glenn: That’s pretty cool. It is very interesting to see people’s backgrounds and how they got involved in the industry. A lot of people start young, you know? You may win the record though — 8 years old! The labor board may be calling about your childhood.

Why Use Stop-Off Paints? (01:54)

Let’s talk today. Technically, we want to talk about something that not everybody may know about, and I think you and your company are kind of experts on these things, and that’s stop-off paints. Just from a 30,000-foot view — and you don’t have to go into a lot of detail here, Mark — what are stop-off paints and why do we use them?

Mark Ratliff: Stop-off paints are protective barrier-type coatings. What they do is prevent either carburization or the nitriding process from entering into the steel. They were created probably well over 50 years ago as a replacement for copperplating these parts. In the past, a long time ago, they would copperplate the part that they did not want carburized or nitrided. That’s a time-consuming process as well as being very expensive. The stop-off coatings were developed as an economical alternative to copperplating.

AVION Line of Stop-Offs (Source: AVION Manufacturing)

Doug Glenn: When you say “copperplating,” does that mean it was actual thin sheets of copper metal?

Mark Ratliff: That’s correct, yes.

Doug Glenn: And you actually had to wrap whatever you did not want nitrided or carburized in this copper and that would keep it from nitriding?

Mark Ratliff: That’s correct, yes.

Doug Glenn: Just in case people don’t know — but I would imagine that most people that are listening to this do know — nitriding and carburizing are both surface hardening technologies in which either nitrogen (in the case of nitriding) or carbon (in the case of carburizing) are infused into the surface. That, of course, gives improved wear properties, typically corrosion properties to those areas that receive the infusion of the metal.

Why do people not want the nitrogen or carbon to be infused to certain areas of the part?

Mark Ratliff: When you harden a part, as with carburization or nitriding, a lot of times hardness equates to brittleness. So you may induce certain stress in various parts, in various areas.

Also, if you want to do a post-heat treatment machining on the part, it would be virtually impossible if that part were carburized or nitrided because the surface is so hard that the tool can’t cut through it to do further machining on the part.

“If you want to do a post-heat treatment machining on the part, it would
be virtually impossible if that part were carburized or nitrided because the surface is so hard that the tool can’t cut through it to do further machining on the part.”

— Mark Ratliff, AVION Manufacturing

Doug Glenn: Gotcha.

Can you give a couple examples of parts, and if you can do a description of where on those parts you might apply a stop-off coating?

Mark Ratliff: Well, a lot of times the end user (the customer) is painting an end of a shaft where he’ll heat treat the shaft and make the shaft harder, but he wants to spin a thread on the end of that shaft. That’s a prime example of why you would use a stop-off coating.

A lot of times, the parts are made with the threads already on, but you don’t want those threads to be hardened because, again, hardness equals brittleness, and those threads would crack off after heat treatment. That would be an area where you would apply a stop-off coating.

Physical Properties of Stop-Offs (05:27)

Doug Glenn: Tell us a little bit about the actual physical “properties" of these stop-off coatings. We also call them “stop-off paints.” I’m assuming a lot of times these are just painted on — it’s a liquid format.

Mark Ratliff: They are all supplied in liquid form with the viscosity ranging right around 3500–8500 centipoise (cP). For the carburizing stop-off, we have two different kinds. (This is not new in the industry; most people know the formulations of the stop-offs.)

We have boric acid-based stop-offs; we have two different kinds of that — a waterborne and a solvent borne. The idea behind the boric acid-based stop-offs is that as the boric acid thermally decomposes, it creates a boron oxide glass. This glass is actually the diffusion barrier of the carbon. What’s nice about the boric acid-based stop-offs is that they’re water washable after the heat treatment process; the coating and the residue can get washed off.

Another type of stop-off coating that we have is based on silicate chemistry. A silicate chemistry is basically like putting a glass on the part. It’s more of a ceramic-based coating. It works very, very well, but the drawback of the silicate-based stop-offs is that you have to bead-blast the parts after heat treatment; it does not wash off in water.

Doug Glenn and Mark Ratliff

Doug Glenn: So, you’ve got to brush it off.

Mark Ratliff: You’ve got to brush it off, mechanically, correct.

Doug Glenn: That’s interesting.

When I think of painting something on and then putting it into a furnace, the first thing I think of is that paint is going to get completely obliterated in the furnace. But you just kind of answered that question. Those things will either transform into a glass or a ceramic of some sort after they’ve been in high heat for a while, and that’s what creates the barrier.

Mark Ratliff: That’s correct.

You have the active ingredient in the stop-offs  — you either have the silicate or you have the boric acid. Those are the active ingredients. The vehicle that the paint itself  — be it the water-based latex or the solvent-borne bead — those do, indeed, get charred off. They get burned off, leaving the active ingredient behind.

Doug Glenn: Are you able to use either of those — the water-based or the solvent-based — in vacuum furnaces? Do you have any trouble with off-gassing and things of that sort?

Mark Ratliff: Yes, a little bit. We’ve got to be careful in the vacuum furnace market because you do have the off-gassing. The combination of the vacuum and the heat at once can cause the coating to boil and blister. We do recommend pre-heat treatments when doing a vacuum operation.

Doug Glenn: And the pre-heat just kind of helps it adhere to the part without the blistering, I guess?

Mark Ratliff: That’s correct. And it drives off a lot of the residual water or solvent that might be left in the coating.

Different Chemistry, Different Technology: Plasma Nitriding Stop-Off Coatings (08:32)

Doug Glenn: Okay, good.

Now I understand that there is a new product coming out on the nitriding end of things. Can you tell us a little bit about that and why you’re developing it?

Mark Ratliff: We’ve been making a nitriding stop-off coating since 1989 when we came out with our water-based version. We actually had it patented. We were the first on the market with a water-based nitriding stop-off. This particular stop-off has been used in the industry for 45 years now.

We got called by a current customer asking, “Hey, do you have a plasma or an ion-nitriding stop-off?” At the time, we did not. So, we developed a new plasma — aka, ion-nitriding — stop-off, and that’s a different chemistry, different technology. It is going to be available in the market very soon.

Doug Glenn: Interesting.

I’m curious about this: Are stop-off paints used more in carburizing or nitriding?

Mark Ratliff: By far, carburizing — it’s probably 10 to 1 carburizing to nitriding, for sure.

Doug Glenn: Okay, gotcha.

This episode of Heat Treat Radio is sponsored by AVION.

So, you’ve been doing this for 30 or some years, right?

Mark Ratliff: It will be my 30th anniversary in the month of April.

Doug Glenn: Very nice! Well, congratulations.

Mark Ratliff: I did work for my father prior to that, when he ran AVION for many years before that.

Doug Glenn: Well, congratulations, first off — that’s good. It shows longevity, which is good.

Memorable Moment of Innovation (11:11)

Doug Glenn: Has there been a memorable challenge that you had to deal with, with these stop-off paints?

Mark Ratliff: One thing I’m particularly proud of, Doug, is we always had the water-based carburizing stop-off coating — both varieties — the boric acid-based and the silicate-based. I had a few customers reach out to me and say, “Hey, we’re doing heat treatment for the aerospace industry or for the automotive industry, and they don’t like water-based coatings on their parts,” because you run into corrosion, you run into rust, and so forth and so on. So, these customers asked me to create the solvent-borne, which we did about seven or eight years ago.

One thing I’m particularly proud of is, I got called by the Fiat Chrysler plant in Michigan (they’re going by Stellantis, now), and unbeknownst to them, their current stop-off provider, at the time, changed the formulation. (That was due to the REACH regulations in Europe.) Since they changed the formulation, Stellantis started seeing all these problems. So, they reached out to me and asked, “Do you have an equivalent? We’d like a solvent-borne stop-off.” I was quick to respond, “Oh, by the way, yes, we do. And yes, our product is better,” because even though it’s solvent-borne, we created a nonflammable stop-off coating. In addition to being nonflammable, the solvent that we used in the coating is VOC exempt — VOC meaning volatile organic compounds — which are basically air pollutants that people want to avoid when using these stop-off coatings.

AVION Green Label pail (Source: AVION Manufacturing)

Doug Glenn: Okay, very interesting. I was going to ask you — because I saw on your website — about your green label, which you kind of hit on with the VOC part, but can you tell us a little bit about the green label products that you have and why you’re calling them “green label”?

Mark Ratliff: We called it “green label” a long time ago — that was our original stop-off which kicked off our business 50+ years ago. But I think you’re referring to our eco green label which we created about two years ago.

We’ve been getting a lot of pressure to remove VOCs from our coatings. Clients like John Deere and Caterpillar said, “Hey, we love your coating, but if you could do anything to get the VOCs out of it, we’d really appreciate it.” So, that was one of the biggest goals and one of the biggest accomplishments — to create a coating that didn’t have any of these VOC or HAP (hazardous air pollutants)-type solvents in the coating, and we have successfully done that.

Doug Glenn: That’s good. Especially in the ‘green movement’ that’s going on today, that’s obviously very important.

What coating solution should heat treaters be looking at, in the near future? Is it just VOC stuff, the lack of VOC, or what?

Mark Ratliff: Well, yes, of course. I mean, we’re proud to say that all of our coatings are virtually VOC-free. We are still making the original green label because some customers are not happy to change, so we still offer that. But every single one of our coatings right now have a less than 10 gram/liter VOC threshold, and we’re really quite proud of that.

But, you know, as you’re talking about new coatings coming to the market, we’re coming out with the plasma nitriding stop-off. But we’re also looking into a stop-off for salt bath carburizing. We’ve had a couple people reach out to us, just recently, asking, “Do you have a coating that we can use to paint on the parts that go into a salt bath carburizing operation?”

Doug Glenn: That would be interesting because there is a bit of abrasion going on there, yes?

Mark Ratliff: There is, correct.

Final Questions: Supply Chain, Technical Assistance, and Target Markets (14:51)

Doug Glenn: Now, that’s interesting.

I have two additional questions for you. One has to deal with supply chain issues. Have you guys had any issues with being able to deliver quickly or anything of that sort, ala Covid?

Mark Ratliff: Sure. Right after Covid, we had trouble getting the main ingredient for the carburizing stop-off coating which is boric acid. Currently, I have three suppliers that supply that to me, and there was a point in time where none of them could get the material because the manufacturer of this product was not delivering east of the Mississippi. So, I had to do several days of researching and scrounging around, and I found a distributor in California that said, “Yes, we can get it to you, but you have to buy a whole truckload, which we were very happy to do.”

Doug Glenn: Yes, you take what you can get, at that point.

But no issues now?

Mark Ratliff: No, everything is pretty much back to normal. I mean, gone are the days where you could pick up the phone and get material delivered to you in three days, but most of our raw materials get delivered in under two weeks, and we keep a pretty adequate inventory of all of our raw materials so that we don’t run out of anything.

Doug Glenn: So, you get the raw materials. Do you do your own formulations there? I mean, do you actually do the mixing and all that stuff?

Mark Ratliff: We do. Everything is all done here, in-house, correct.

Doug Glenn: Finally, technical assistance and competency on your guys’ part: Do you have people on your staff — yourself or others — that if a customer calls in with an issue, you can help talk them through it?

“[Look] at the copperplating method: It’s, number one, very expensive, and number two, from what I’ve been told, it’s not very environmentally friendly — you’re working with a lot of hazardous ingredients, hazardous waste."

— Mark Ratliff, AVION Manufacturing

Mark Ratliff: Absolutely. So, I’m the “go to guy” here at AVION. If anyone has any technical questions, I’m the one that’s going to be answering them. And if it’s something where I need to come out to the plant, I’ll get in my car or get on a plane and visit that customer, if the quantity of it dictates that.

Doug Glenn: Yes, sure; it’s got to be a good business opportunity, obviously. But I’m sure you can use the phone to answer questions too.

Mark Ratliff: Yes, most of the time it’s by phone.

Doug Glenn: So, Mark, in the marketplace, is there an ideal client, someone who maybe should be considering stop-off paints that isn’t currently using it? Is there someone out there that you would say, “Hey, you know, if you’re doing this, maybe you ought to think about stop-off paints, if you’re not already doing them.”

Mark Ratliff: Well, I would certainly still target those that are copperplating. Look at the copperplating method: It’s, number one, very expensive, and number two, from what I’ve been told, it’s not very environmentally friendly — you’re working with a lot of hazardous ingredients, hazardous waste. So, those are the types of people that I will continue to target for stop-off coatings.

Doug Glenn: Well, Mark, listen, that’s great. Hopefully, this has been a good primer for people who didn’t know what stop-off paints/coatings were, and hopefully they can get ahold of you if they need something. I appreciate you being with us.

Mark Ratliff: Okay, thank you very much, Doug. I appreciate it myself.


About the Expert

Mark Ratliff started at Avion Manufacturing in 1994 after earning his bachelor’s of science degree in Chemical Engineering at the University of Cincinnati. Prior to getting his degree, Mark spent many of his summer breaks working for his father at Shore Metal Treating where he gained a good deal of knowledge about the heat treating industry.

Contact the expert at mark@avionmfg.com or www.avionmfg.com

Search Heat Treat Equipment And Service Providers On Heat Treat Buyers Guide.Com

Heat Treat Radio #107: Stop-Off Coatings 101, with Mark Ratliff Read More »

Heat Treat Radio #105: Lunch and Learn: Batch IQ Vs. Continuous Pusher, Part 2

Have you decided to purchase batch or continuous furnace system equipment? Today's episode is part 2 of the Heat Treat Radio lunch & learn episode begun with Michael Mouilleseaux of Erie Steel. Preceding this episode were Part 1 (episode #102) and a Technical Tuesday piece, so listen to the history of these systems, equipment and processing differences, and maintenance concerns before jumping into this episode about capability and throughput.

Doug Glenn, Heat Treat Today publisher and Heat Treat Radio host; Karen Gantzer, associate publisher/editor-in-chief; and Bethany Leone, managing editor, join this Heat Treat Today lunch & learn.

Below, you can watch the video, listen to the podcast by clicking on the audio play button, or read an edited transcript.


The following transcript has been edited for your reading enjoyment.

An Example: Carburizing (00:52)

Michael Mouilleseaux:  What we want to do here is just compare the same part, the same heat treating process, processed in a batch furnace and processed in a pusher.

Figure 1: Carburizing Load Example (Source: Erie Steel)

Here we’re just going to make an example:

Pusher Load Description (00:58)

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I’m going to take a fictious gear: it’s 2 ¾ inch in diameter, it’s got an inside diameter of an inch and a quarter, it’s an inch and a half tall, and it weighs 1.25 pounds. For our purposes here, we’re going to put these in a cast basket. For the furnace that we’re going to put them in, the basket size is 36 inches square — so, it’s 36 x 36. The height in this pusher furnace is going to be 24 inches; the inside dimensions of a 36-inch basket (actually it’s a 35-inch basket that sits on a 36-inch tray) is 32 ½ inches.

Michael Mouilleseaux General Manager at Erie Steel, Ltd. Sourced from the author

If I take 10 rows of parts — that’s 27 ½ inches — that gives me about a half inch between parts. That’s going to be our loading scheme. So, in one layer, it’s going to be 10 pieces of 10 rows of 10 pieces each; that gives us about a half inch between parts. It doesn’t matter why, that’s just what we’re going to do so that we have some standard to do that.

We’re going to say that this basket is 18 inches tall, so we’re going to get 7 layers of parts so that there’s approximately 1 inch between each layer of parts. This loading scheme gets us 700 pieces in a basket; it gets us 875 pounds net.

So the 36-inch basket that’s 18 inches tall and we’ve got 10 rows of 10 pieces, and we’ve got 7 layers of these things, so we have some room in between them. The reason for that is circulation of atmosphere and quenchant. This is what’s going to constitute the pusher load.

Batch Load Description (03:09)

Now, when we go to the batch load, we’re going to take four of these, because the batch furnace that we’re going to compare this to is going to be 36 inches wide and it’s going to be 72 inches long. We have two baskets on the bottom, 36, and then two of them is 72, and two on top. They’re 18 inches high, so 18 and 18 is 36 — a standard 36 x 72. It’s got 40 inches of height on it. I can take that 36 inches, put it on a 2 ½-inch tray and I can get it in and out of the furnace.

What is this four baskets? 2800 pieces in a load and 3500 pounds. That’s the difference. I’m comparing one basket, 700 pieces and 875 pounds and we’re going to compare that to what we would do if we ran a batch load, which is significantly more. It’s 2800 pieces and 3500 pounds.

What do we want to do with this?

Let’s say that we’re going to carburize this, and we want 50 thousandths case (total case depth of 0/050”). Now, I will show you very soon why we’ve chosen 50 thousandths case. Because at 1700°F (which is what we’re going to carburize at), the diffusion rate is 25 thousandths of an inch times the square root of time.

Now, I can do that math in my head. 25 thousandths times 2 is 50 thousandths. That means we need four hours. So, the part would have to be in the furnace for four hours, at temperature, carburizing, in order to achieve 50 thousandths case.

Figure 2: Batch IQ Carburizing Load (Source: Erie Steel)

Batch Furnace Time (04:59)

Let’s look at the next section. As we said, the furnace is 36 x 72 x 36 and we have 2800 pieces in the load. So, that is 1700°F. We’re going to say that there is 3500 pounds and there is probably another 800 or 900 pounds in fixturing so that’s about 4500 pounds. It’s very conservative; in a 36 x 72 furnace, you could probably get away with running 6,000 pounds. This is just a load that is well within the capability of that.

Furnace recovery is going to take two hours.

Doug Glenn:  Meaning, it’s going to take you two hours to get up to temperature.

Mike Mouilleseaux:  Until the entirety of the load is at 1700°F, that’s right. Inside, outside, top to bottom.

We’re going to carburize this at four hours, as we described previously; we calculated that and we need four hours to get our 50 thousandths case. Then we’re going to reduce the temperature in the furnace to 1550°F so that we can quench it.

So, we have two hours of furnace recovery, four hours at carburizing, two hours to reduce the temperature and attain a uniform 1550°F. That’s eight hours, and that’s what you would term an 8-hour furnace cycle.

We know that we have 2800 pieces in the load. In eight hours (2800 divided by 8) you’ve got 350 pieces/hour. That’s what the hourly productivity would be in this load.

We won’t talk about “what could we do.” There’s a lot of things that we could do. This is simply an example.

Pusher Furnace Time (07:05)

Now, in the pusher load, as previously described, it’s 36 x 36 and it’s 24 inches high. Now, we know that we have a basket that’s 18 inches high. Again, it’s going to sit on a 2-inch tray, so we’ve got 21 inches of the top of the basket that is going to fit in the furnace; there are going to be no issues with that whatsoever.

When we looked at the first description of that furnace, there were two positions in recovery, there were four positions to boost to diffuse, and there were two positions to reduce the temperature.

The controlling factor is that we want four hours at temperature. In the boost and diffuse, we have four positions. The furnace cycles once per hour.

We get one load size (700 pieces, 875 pounds) every hour. So, in this example (an 8-position, 36-square pusher) this process would yield 700 pieces an hour, and a batch furnace loaded as we described (same exact loading and number of pieces/basket) would yield 350 pieces/hour. In this scenario, the pusher furnace is going to produce twice the number of parts/hour that the batch would.

So, you would say, “Well, let’s just do that.” What you have to understand is that every hour, you are going to produce 700 pieces. If we went back and we looked at that description of what that pusher system looked like, you would see there are 23 positions in that. When I load a load, it’s going to be 23 hours before the first load comes out.

What we’re talking about is whether or not there were 700 pieces and 800 pounds, 23 of those[ET10] [BL11]  load.

The point would be, you either have to have enough of the same product or enough of similar product that can be processed to the same process to justify using something like this. Because if we want to change the cycle in the furnace. So, can we do that? The answer is absolutely, yes.

The preheat there, that stays at relatively the same temperature. The first zone in the furnace where we’re preheating the load, that temperature can be changed, as can the temperature in the boost diffuse and/or cycle time.

Figure 3: Pusher Furnace System (Source: Erie Steel)

So, in our example, we used an hour. What if you wanted 40 thousandths case and you’re going to be closer to 45 minutes or 50 minutes of time, how would you accomplish that? That can be done.

Typically, commercial heat treaters would come up with a strategy on how to cycle parts in and hold the furnace, or how many empties you would put in the furnace before you would change the furnace cycle.

Obviously, in the last two positions, where you’re reducing temperature, you could change the temperature in either the first two positions, where you’re preheating the load, or you could change the carburizing temperature, because when we’re dropping the temperature, it doesn’t have a material effect upon that.

Typically, in an in-house operation, you would not do that kind of thing, for a couple of reasons, not the least of which would be considering the type of people that you have operating these furnaces. They come in and out from other departments, and this is the kind of thing that you would want someone experientially understanding the instructions that you’ve given them. The furnace operator is not necessarily going to be the one to do it; this may be a pre-established methodology. You want them to execute that. But if you have somebody that is running a grinder and then they’re running a plating line and then they’re coming and working in the heat treat, that would not be the recipe for trying to make these kinds of changes.

As I described to you before, I worked in another life where we had 15 pushers. They were multiple-row pushers. We made 10,000 transfer cases a day. The furnace cycle on every furnace was established on the 1st of January, and on the 31st of December it was still running the same furnace cycle. You never changed what you were doing. The same parts went into the same furnaces and that’s how they were able to achieve the uniform results they were looking for.

Pusher Furnaces and Flexibility (12:45)

So, the longer the pusher furnace is, the less flexible it is.

In this example, you have eight. You know, there are pusher furnaces that have four positions. If you think about it, in a 4-position furnace, you could empty it out pretty quickly and change the cycle.

There are a lot of 6-position pusher furnaces in the commercial heat treating industry; that seems to be a good balance. The number of multiple-row pushers in the commercial industry, they’re fewer and far between. I’m not going to say they’re nonexistent, but enough of the same kind of product to justify that is difficult.

Doug Glenn: You could put two 8-stations in a pusher side by side so that there’s two baskets going through side by side or three baskets side by side, or four. That increases the productivity even more. There are multi-row setups.

Distortion, Quenching, and Furnace Choice (14:28)

I think the bottom line here is, for companies that are having high variability, low quantity, low volume loads, generally speaking, your batch is going to be good because it’s very flexible, you can change quickly.

However, with a company like the one you were describing where there is low variability and very high volume, pushers are obviously going to make sense. But there is a whole spectrum in between there where you’re going to have to figure out which one makes more sense whether you’re going to go with a batch or a continuous.

Mike Mouilleseaux: Possibly underappreciated is the aspect of distortion.

Figure 4: Pusher Furnace Sequence (Source: Erie Steel)

In that carburizing example, you’d say, “We have an alloy steel, we’re aiming for 50 thousandths case what’s the variation within a load?” And I’m going to say that it is going to be less than 5 thousandths, less than 10%. From the top to the bottom, the inside to the outside, it’s going to be less than 5 thousandths. That same process, in the pusher furnace is going to be less than 3 thousandths.

That’s one aspect of the metallurgy. The other aspect is quenching.

Doug Glenn: 5 thousandths versus 3 thousandths 3 thousandths is much more uniform, right?

Mike Mouilleseaux:  Correct.

Doug Glenn: And that’s good because that way the entire load is more consistent (in the continuous unit, let’s say).

Mike Mouilleseaux:  That is correct.

Then there is the consistency in quenching. In the batch furnace, you’re quenching 36 inches of the parts. If we had seven layers in the pusher, we have 14 layers of parts in the batch. What are the dynamics involved in that?

We have experience that the ID of a gear (it’s a splined gear) in a batch furnace, we were able to maintain less than 50 microns of distortion. There is a lot involved in that, that’s not for free; there’s a fair amount involved in that and it’s a sophisticated cycle, if you will. That same cycle in a pusher furnace, same case depth, similar quenching strategy, will give you less than half that amount of distortion.

To the heat treater, where we’re talking about the metallurgy of this, you’re going to think 5 thousandths or 3 thousandths is not a big deal.

To the end-user, that reduction in distortion all of a sudden starts paying a number of benefits. The amount of hard finishing that has to be done or honing or hard broaching or something of that nature suddenly becomes far more important.

Doug Glenn:  Yes. That adds a lot of money to the total process, if you’ve got to do any of those post heat treat processes.

Mike Mouilleseaux:  To a large extent, that is due to the fact that you have a smaller load. If you have a smaller load, you have less opportunity for variation it’s not that it’s all of a sudden magic.

Doug Glenn:  And for the people that don’t understand exactly what that means, think about a single basket that goes into a quench tank and four baskets, arranged two on top and two on bottom. The parts in the middle of that are going to be quenched more slowly because the quench is not hitting it as much.

So, the cooling rates on a stacked load are going to be substantially different than for a single basket, and that’s where distortion can happen.

Mike Mouilleseaux: There are a tremendous number of components that are running batch furnaces successfully. The transportation industry, medical, aerospace, military are all examples. I’m simply pointing out the fact that there is an opportunity to do something but what we have to keep in mind is how many of those somethings are there available?

The one thing you would not want to do is try to run four loads in a pusher furnace that could hold 10 because the conditions are not going to be consistent. The front end (the first load) has nothing in front of it so it’s heating at a different rate than the loads in the center, and the last load is cooling at a different rate than the loads that were in the center. That which I just described to you about the potential improvement in distortion, that would be negated in that circumstance.

Doug Glenn:  If you’re running a continuous system at full bore and you’re running a batch system at full capacity, especially when you get to the quench, there are a lot of other variables you need to consider in the batch.

This is simply because of the load configuration, and the rates of cooling from the outer parts top, bottom, sides, as opposed to the ones in the middle. Whereas with a single basket, you still have to worry about the parts on the outside as they’re going to cool quicker than the parts on the inside, but it’s less so, by a significant degree.

Mike Mouilleseaux: Something that I have learned which is totally counterintuitive to everything that I was educated with and everything that I was ever told we’d always thought that it was the parts in the top of the load where the oil had gone through and had an opportunity to vaporize and you weren’t getting the same uniform quenchthose were the parts that you had the highest distortion.

Counterintuitively, it’s the parts in the bottom of the load that have the greatest degree of distortion. It has very little to do with vaporizing the oil and it has everything to do with laminar flow versus turbulent flow.

Doug Glenn: In the quench tank, is the oil being circulated up through the load?

Mike Mouilleseaux:  Yes.

Doug Glenn:  So, supposedly, the coolest oil is hitting the bottom first.

Mike Mouilleseaux:  Yes.

Thoughts on the Future of Furnace Improvement (22:20)

Doug Glenn:  What about the future on these things?

Mike Mouilleseaux:  Where do we think this thing is going? Obviously, you’re going to continue to see incremental improvement in furnace hardware: in burners, in controllers, in insulation, in alloys. These things will be more robust; they’re going to last longer. If we looked at a furnace today and we looked at a furnace that was made 50 years ago, and we stood back a hundred yards, almost no one could tell what the difference was, and yet, it would perform demonstrably different. They are far more precise and accurate than ever.

For the process control systems, we’re going to see real-time analysis of process parameters. We don’t have that now. I think that machine learning is going to come into play, to optimize and predict issues and prevent catastrophic things.

Heating rates that we talked about: Why are we not going to see machine learning or AI finding the problem sooner, rather than my looking at it and seeing it a week later and thinking, “You know, it looks like these things are starting to take longer to heat up.” Why can’t that be noticed by some kind of machine learning or something like that?

In terms of atmosphere usage, if you’re running the same load, and you run it a number of times, the heating rate should be the same, and the amount of gas that you use to carburize that load should be exactly the same. But if you have a problem with atmosphere integrity — you got a door leak, you got a fan leak, or you got a water leak on a bearing — those things are going to change. Now, by the time it gets your attention, you could’ve dealt with that much sooner and prevented other things from happening.

"For the process control systems, we’re going to see real-time analysis of process parameters. We don’t have that now. I think that machine learning is going to come into play, to optimize and predict issues and prevent catastrophic things."

So, did it cause a problem with the part? By the time it causes a problem with the part, it’s really serious. The point is that there is something between when it initiated and when it’s really serious. With the right kind of analysis, that could be prevented. I think that that kind of thing is coming.

Motor outputs, transfer times — I see all of those things being incorporated into a very comprehensive system whereby you’re going to understand what’s happening with the process in real-time. If you make adjustments, you’re going to know why. Then you’re going to know where you need to go and look to fix it.

And last but not least, the integration of the metallurgical results in the process. Before you have a significant difference in case depth or core hardness. There are reasons that these things happen. Again, this machine learning, expert analysis, AI (whatever it is we’re going to call that) we’re going to see that that’s going to do it, and we’re not relying on somebody to figure why it’s happening.

The other thing I see happening in the future is all about energy and greenhouse gases. Our Department of Energy has an industrial decarbonization roadmap today, and it’s being implemented, and we don’t even know it. One of the targets in this industrial decarburization roadmap is reduction in greenhouse gases: 85% by 2035, net zero by 2050.

So, what does that mean? I’ve listened to the symposiums that they have put on. There are three things that they’re looking for and one is energy efficiency. I’m going to say that we’ve been down that road and we’ve beat that dog already. Are there going to be other opportunities? Sure. It’s these incremental things, like burner efficiency. But there is no low hanging fruit in energy efficiency.

The other thing is going to be innovative use of hydrogen instead of natural gas because the CO₂ footprint of hydrogen is much lower than that of natural gas. If you look at how the majority of hydrogen is generated today, it’s generated from natural gas. How do you strip hydrogen out of there? You heat it up with natural gas or you heat it up with electricity. Hydrogen is four times the cost of natural gas as a heating source.

The other thing that they’re talking about is electrifying. It’s electrify, electrify, electrify. The electricity has to be generated by clean energy. So, does that mean that we run our furnaces when the wind is blowing or the sun is out, or we’re using peaker plants that are run off hydrogen, and the hydrogen is generated when the sun is shining or the wind is blowing, and we’re stripping out the natural gas?

From what I, personally, have seen with these things, these are absolutely noble goals. You could not disagree with them whatsoever. The way that they want to go about accomplishing it, and the timeline that they wish to accomplish that in, is unrealistic.

If you look at how the majority of hydrogen is generated today, it’s generated from natural gas. How do you strip hydrogen out of there? You heat it up with natural gas or you heat it up with electricity. Hydrogen is four times the cost of natural gas as a heating source.

Doug Glenn:  Well, Michael, don’t even get me going on this! There are a lot of different things that are going on here but it’s good to hear you say this stuff. I agree with you on a lot of this stuff. They are noble goals; there is absolutely nothing wrong with electrifying.

Now, I do know some people — and even I would probably fall into the camp of one of those guys — that questions the premise behind the whole decarbonization movement. I mean, is CO₂ really not our friend? There’s that whole question. But, even if you grant that, I agree with you that the timeframe in which they’re wanting to do some of these things is, I think, fairly unrealistic.

It’s always good to know the reality of the world, whether you agree with it or not. It’s there, it’s happening, so you’ve got to go in with eyes wide open.

Safety Concerns (29:41)

Mike Mouilleseaux:  The safety concerns on these are all very similar. You know, the MTI (Metal Treating Institute) has some pretty good safety courses on these things, and I think there are a lot of people who have taken advantage of that. The fact that it’s been formalized is much better.

When I grew up in this, it was something that you learned empirically, and making a mistake in learning it, although the learning situation is embedded in you, sometimes the cost of that is just too great, so that the probability of being hurt or burnt or causing damage to a facility, is just too great.

There are definitely things that need to be addressed with that, and there are some very basic things that need to be done.

Doug Glenn: Michael, thanks a lot. I appreciate your expertise in all these areas, you are a wealth of knowledge.

Mike Mouilleseaux:  My pleasure. It’s been fun.

Doug Glenn:  You bet, you bet.


About the Expert:

Michael Mouilleseaux is general manager at Erie Steel LTD. Mike has been at Erie Steel in Toledo, OH since 2006 with previous metallurgical experience at New Process Gear in Syracuse, NY and as the Director of Technology in Marketing at FPM Heat Treating LLC in Elk Grove, IL. Having graduated from the University of Michigan with a degree in Metallurgical Engineering, Mike has proved his expertise in the field of heat treat, co-presenting at the 2019 Heat Treat show and currently serving on the Board of Trustees at the Metal Treating Institute.

Contact: mmouilleseaux@erie.com

 

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Heat Treat Radio #105: Lunch and Learn: Batch IQ Vs. Continuous Pusher, Part 2 Read More »

An Overview of Case Hardening: Which Is Best for Your Operations?

Best of the Web

Source: Advanced Heat Treat Corp.

Case hardening is an essential process for many heat treating operations, but knowing the different types and functions of each is far from intuitive.

In this best of the web article, discover the differences between carburization, carbonitriding, nitriding, and nitrocarburizing, as well as what questions you should ask before considering case hardening. You will encounter technical descriptions and expert advice to guide your selection of which case hardening process will be most beneficial for your specific heat treat needs.

An excerpt:

Case hardening heat treatments, which includes nitriding, nitrocarburizing, carburizing, and carbonitriding, alter a part’s chemical composition and focus on its surface properties. These processes create hardened surface layers ranging from 0.01 to 0.25 in. deep, depending on processing times and temperatures. Making the hardened layer thicker incurs higher costs due to additional processing times, but the part’s extended wear life can quickly justify additional processing costs. Material experts can apply these processes to provide the most cost-effective parts for specific applications.

Read the entire article from Advanced Heat Treat Corp. by clicking here: "Case Hardening Heat Treatments"

An Overview of Case Hardening: Which Is Best for Your Operations? Read More »

Complex Geometries – A Simple Heat Treat Reality

What makes the geometry of a part “complex”? With the increasing use of AM and 3D printing for parts along with typically complex parts, heat treaters in many industries must acquire the equipment and technical know-how for precise applications.

This Technical Tuesday article is compiled from Heat Treat Today articles and industry news releasesEmail Bethany Leone at bethany@heattreattoday.com or click the Reader Feedback button below to chime in on the topic.


What Are Complex Geometries?

 

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Complex geometries in industrial parts are often defined by their intricate patterns and structures, which entail specialized heat treat processing. As Inductoheat describes in a case study with Stellantis, “Many times, complex geometries of components are linked to intricate hardness patterns and specific requirements for magnitude and distribution of residual stresses.”

Heat Treat Equipment for Processing Parts with Complex Geometries

Be it for highly customized medical implants or for engine components in the burgeoning electric vehicle industry, complex geometries need to heat treated carefully. Fasteners in the medical device industry can be quite intricate and susceptible to creep or other dimensional changes; one method heat treating these parts — particularly titanium alloy parts — would be in a vacuum furnace. In vacuum and in hot isostatic presses, the environment allows for complex geometries that are 3D printed to be made into a unified whole piece. “Heat conduction can be carefully monitored [in induction heating coils] to confirm that an overheat condition does not occur at the target temper areas,” making induction a key candidate for heat treating your parts with complex geometries (“Tempering: 4 Perspectives — Which makes sense for you?“). To accommodate the complexities of certain parts, designing an induction coil for the desired case hardening may entail simulation to “[predict] coil heating, which altogether results in a longer coil lifetime,” (“Simulation Software and 3D Printers Improve Copper Coils”). For more on induction coils, check out this article by Dr. Valery Rudnev.

Suffice it to say, there is a great diversity of heat treatment options to explore when it comes to identifying the appropriate equipment for your application.

What Processes Are Used in Heat Treating Complex Geometries?

Perhaps you have all of your equipment needs necessary for heat treating your parts with complex geometries. Are you completing your heat treat processing in the most technically sound manner? Check out the following excerpts that speak to processing complex geometries.

“[Forging] at elevated temperatures enables reaching high strains and forming complex geometries in a single stroke. Additionally, thermal and mechanical influence during the forging can lead to improving local mechanical properties and the quality of the resulting joining zone.” (“Thermomechanical Processing for Creating Bi-Metal Bearing Bushings“)

“In some cases, such attempts result in a component’s geometries that might be prone to cracking during heat treating or might be associated with excessive distortion . . . .  The subject of induction hardening of complex geometry parts (including but not limited to gears, gear-like and shaft-like parts, raceways, camshafts, and other critical components) is also thoroughly discussed, describing inventions and innovations that have occurred in the last three to five years.” (“Heat Treat Training Benefits Stellantis“)

LPC [low pressure carburizing] with gas quenching can be an attractive option for distortion prone complex geometries as the cooling rates are slower than oil quenching; however, given the slower cooling rate, it becomes very important to choose a higher alloyed steel that will achieve the desired hardness.” (“Elevate Your Knowledge: 5 Need-to-Know Case Hardening Processes“)

Complex Geometries In the News

See how your peers are solving complex geometries needs in these real-life partnerships with industry suppliers. From additive manufacturing (AM) and precision manufacturing parts to heat treat technology, maybe your company is next to leverage manufacturing equipment to “wow” the industry.


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Complex Geometries – A Simple Heat Treat Reality Read More »

Induction Through Heating + Intensive Quenching: A “Green Ticket” for Steel Parts

OCOn site at heat treat operations, gas-fired furnaces can be a significant source of carbon emissions. But depending on the desired heat treatment, an alternative approach that combines induction through heating and intensive quenching could be the “green ticket.” Learn about the ITH + IQ technique and discover how certain steels may benefit from this approach.

This Technical Tuesday article was composed by Edward Rylicki, Vice President Technology, and Chris Pedder, Technical Manager Heat Treat Products and Services, at Ajax TOCCO Magnethermic Corp., and Michael Aronov, CEO, IQ Technologies, Inc. It appears in Heat Treat Today's May 2023 Sustainable Heat Treat Technologies print edition.


Introduction

Chris Pedder,
Technical Manager Heat Treat Products and Services, Ajax TOCCO Magnethermic Corp.
Source: Ajax TOCCO Magnethermic Corp.

Induction heating is a green, environmentally friendly technology providing energy savings and much greater heating rates compared to other furnace heating methods. Other advantages of induction heating include improved automation and control, reduced floor space, and cleaner working conditions. Induction heating is widely used in the forging industry for heating billets prior to plastic deformation. Induction heating is also used for different heat treatment operations such as surface and through hardening, tempering, stress relieving, normalizing, and annealing. However, the amount of steel products subjected to induction heating in the heat treating industry is much less compared to that processed in gas-fired furnaces.

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Gas-fired heat treating equipment is a major source of carbon emissions in the industry. As shown in Reference 1, induction through heating (ITH) followed by intensive quenching (IQ) (an “ITH + IQ” technique) eliminates, in many cases, the need for a gas-fired furnace when conducting through hardening and carburizing processes — the two most widely used heat treating operations for certain steel parts. Eliminating gas-fired furnaces will result in significant reduction of carbon emissions at on-site heat treat operations.

Dr. Michael Aronov,
CEO, IQ Technologies, Inc.
Source: Ajax TOCCO Magnethermic Corp.

The goal of this article is twofold: 1) to evaluate carbon emissions generated during through hardening of steel parts and carburizing processes when conducted in gas-fired furnaces, and 2) to discuss how these emissions can be reduced to zero using the ITH + IQ process.

Evaluation of Carbon Emissions for Through Hardening and Carburizing Processes

Ed Rylicki,
Vice President Technology, Ajax TOCCO Detroit Development & Support Center
Source: Ajax TOCCO Magnethermic Corp.

Most through hardening and carburizing operations for steel parts are conducted in batch and continuous integral quench gas-fired furnaces. Assumptions made for evaluating CO2 emissions produced by a typical integral quench furnace are presented in Table 1. Note: The values of carbon emissions presented Table 1 are conservative since they don’t consider the amount of CO2 produced by furnace flame screens and endothermic gas generators used to provide a controlled carburizing atmosphere in the furnace. Also, it’s assumed that the furnace walls are already heated through when loading the parts, so there are no heat losses associated with the thermal energy accumulated by the furnace walls.

Table 1. Assumptions for calculating of carbon emissions by integral quench furnace
Source: Ajax TOCCO Magnethermic Corp.

Emissions Generated During the Through Hardening Process

A furnace time/temperature diagram for the through hardening process considered is presented in Figure 1. Carbon emissions Ehard produced by the furnace considered during heating of the load to the austenitizing temperature prior to quenching are calculated by using the following equation,

 

(Equation 1)
Ehard = k • Qhard

where:

■ k = the emission coefficient (equal to 0.050 • 10-3 kg per 1 kJ of released energy when burning natural gas (see Reference 2)
■ Qhard = thermal energy required for heating up the above load from ambient to the austenitizing temperature

A value of Qhard is calculated by the equation below,

(Equation 2)

Qhard = M • C • (Ta -To) / Eff = 1,135 • 0.56 • (843 - 20) / 0.65 = 0.805 • 106kJ

where:

■ M = load weight, kg
■ C = steel specific heat capacity (kJ/kg°C)
■ Ta = part austenitizing temperature (°C)
■ To = part initial temperature (°C)
■ Eff = furnace thermal efficiency (a ratio of the furnace thermal losses to the gross heat input)

From equations (1) and (2), the amount of carbon emissions produced by the above furnace during one hardening operation is 40.2 kg. To determine an annual amount of carbon emissions, calculate the number of hardening cycles per year (Nhard) run in the furnace. From Figure 1, a duration of one hardening cycle is 4 hours (3 hours for austenitizing of the parts plus 1 hour for quenching the parts in oil and unloading/loading the furnace). Thus, Nhard is equal to:

Nhard = 360 day • 24 hour • 0.85 / 4 hour = 1826

Figure 1
Source: Ajax TOCCO Magnethermic Corp.

Annual CO2 emissions from one integral quench batch gas-fired furnace are 40.2 • 1836 = 73,807 kg, or more than 73 t

Emissions Generated During Carburizing Process

A simplified furnace time/temperature diagram for the carburizing process considered is presented in Figure 2. Carbon emissions (Ecarb) produced by the above furnace during the carburizing process are calculated by the following equation,

(Equation 3)

Ecarb = k • Qcarb

where:

■ Qcarb = a thermal energy expended by the furnace during the carburizing process. A value of Qcarb amounts to two components: 

(Equation 4)

Qcarb = Qcarb1 + Qcarb2

Qcarb in the following equation is:

■ Qcarb1 = energy required for heating up the load to the carburizing temperature
■ Qcarb2 = energy needed for maintaining the furnace temperature during the remaining duration of the carburization process (for compensation of the furnace thermal losses since the parts are already heated up to the carburizing temperature)

A value of Qcarb1 is calculated using equation (2) where the part carburizing temperature Tc is used instead of part austenitizing temperature Ta (see Table 1):

Qcarb1 = 1,135 • 0.56 • (927 – 20) / 0.65 = 0.887 • 106 kJ

A value of Qcarb2 is a sum of the flue gas losses and losses of the thermal energy through the furnace walls by heat conduction. Qcarb2 is evaluated from the following considerations. Since the assumed furnace thermal efficiency is 65%, the furnace heat losses are equal to 35% of the gross heat input to the furnace. Hence, the furnace heat losses Qloss1 during the load heat up period (the first 3 hours of the carburizing cycle, see Figure 2) are the following:

Qloss1 = Qcarb1 • 0.35 = 0.887 • 106 • 0.35 = 0.31 • 106 kJ.

The furnace heat losses during the remaining 8 hours of the carburizing cycle Qloss2 are proportionally greater and are equal to:

Qloss2 = Qloss1 • 8 hr /3 hr = 031 • 106 • 8 /3 = 0.827 • 106 kJ

Thus, the total amount of the thermal energy expended by the furnace during the carburizing cycle is Qcarb = 0.887 • 106 + 0.827 • 106 = 1.71 • 106 kJ. The total amount of the CO2 emissions from carburizing of the load in the furnace considered according to equation (3) is: Ecarb = 0.050 • 10-3 • 1.71 • 106 = 85.7 kg. To determine an annual amount of carbon emissions from one carburizing furnace, calculate the number of carburizing cycles run in the furnace per year. Per Figure 2, a duration of one carburizing cycle is 12 hour (1 hour for the furnace recovery plus 10 hour for carburizing of parts at 927°C plus 1 hour for quenching parts in oil and for unloading and loading the furnace). Thus, the number of carburizing cycles per year Ncarb is:

Ncarb = 360 day • 24 hr • 0.85 / 12 hr = 612

Figure 2
Source: Ajax TOCCO Magnethermic Corp.

Annual CO2 emissions from one integral quench batch carburizing furnace is about 85.7 • 612 = 52,448 kg, or more than 52 t.

Reducing Carbon Emissions Using the ITH + IQ Process

Reference 1 presents results of two case studies of the ITH + IQ process on automotive input shafts and drive pinions. The study was conducted with a major U.S. automotive part supplier. A two-step heat treating process was used for the input shafts, consisting of batch quenching parts in oil or polymer using an integral quench gas-fired furnace for core hardening followed by induction hardening. This two-step method of heat treatment is widely used in the industry for many steel products. It provides parts with a hard case and tough, ductile core.

Substituting the “ITH + IQ” method for the two-step heat treating process not only eliminates the batch hardening process, but also requires less alloy steel for the shafts that don’t require annealing after forging. Thus, in this case, applying the ITH + IQ technique eliminates two furnace heating processes for the input shafts, resulting in the reduction of the CO2 emissions to zero for the shafts’ heat treatment. Per client evaluation, as mentioned in Reference 1, the hardness profile in the intensively quenched input shafts was similar to that of the standard shafts. Residual surface compressive stresses in the intensively quenched shafts were greater in most cases compared to that of the standard input shafts, resulting in a longer part fatigue life of up to 300%.

Per Reference 1, the environmentally unfriendly  carburizing process can be fully eliminated in most cases for automotive pinions when applying the ITH + IQ method and using limited hardenability (LH) steels that have a very low amount of alloy elements. A case study conducted for drive pinions with one of the major U.S. automotive parts suppliers demonstrates the intensively quenched drive pinions met all client’s metallurgical specifications and passed both the ultimate strength test and the fatigue test. It was shown that the part’s fatigue resistance improved by about 150% compared to that of standard carburized and quenched in oil drive pinions. In addition, distortion of the intensively quenched drive pinions is so low that no part straitening operations were required.

Conclusion

Coupling Ajax TOCCO’s induction through heating method with the intensive quenching process creates a significant reduction of CO2 emissions produced during heat treatment operations for steel parts. For the through hardening process, eliminating just one batch integral quench gas-fi red furnace will reduce carbon emissions by more than 73 ton per year. For the carburizing process, eliminating just one batch carburizing furnace will reduce carbon emissions by more than 52 ton per year. Note that for continuous gas-fired furnaces, the carbon emission reduction will be much greater due to higher continuous furnaces production rates (hence a much higher fuel consumption).

Per our experience, the ITH + IQ process can be applied to at least 20% of the currently through-hardened and carburized steel parts. Per two major heat treating furnace manufacturers in the U.S., there are thousands of atmosphere integral quench batch and continuous furnaces in operation in the U.S. That means hundreds of gas-fired heat treating furnaces can be potentially eliminated, drastically reducing carbon emissions in the U.S., supporting a lean and green economy.

 

References

[1] Michael Aronov, Edward Rylicki, and Chris Pedder, “Two Cost-Effective Applications of Intensive Quenching Process for Steel Parts,”Heat Treat Today, October 2021, https://www.heattreattoday.com/processes/quenching/quenching-technical-content/two-cost-effective-applications-for-intensive-quenching-of-steel-parts/.

[2] U.S. Energy Information Administration.

About the Authors:

Ed Rylicki has been in the induction heating industry for over 50 years. He is currently Vice President Technology at Ajax TOCCO Detroit Development & Support Center in Madison Heights, Michigan.

Mr. Chris Pedder has over 34 years of experience at Ajax Tocco Magnethermic involving the development of induction processes in the heat treating industry from tooling concept and process development to production implementation.

Dr. Michael Aronov has over 50 years’ experience in design and development of heating and cooling equipment and processes for heat treating applications. He is CEO of IQ Technologies, Inc. and a consultant to the parent company Ajax TOCCO Magnethermic.

For more information: Contact info@ajaxtocco.com or 800.547.1527

 

 


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